Ombudsman Commission Annual Report 2000
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OMBUDSMAN COMMISSION
OF
PAPUA NEW GUINEA., ,
,
,
ANNUAL REPORT 2000
FOR THE PERIOD
1 JANUARY 2000
[- ..
TO31 DECEMBER 2000
, .
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OMBUDSMAN COMMISSION
OF
TELEPHONE: (675) 325 9955 PAPVA NEW GUINEA PO BOX 852
FAX: (675) 325 9220 BOROKO,NCD
PORT MORESBY
PAPUA NEW GUINEA15 July 2002
His Excellency, the Governor-General
Sir Silas Atopare, GCMG, KStJ
Government House
KONEDOBUYour Excellency
I
We have’the honour of submitting to you the Ombudsman Commission’s Annual
Report covering the period from I January 2000 to 31 December 2000,May we request that your E.xcellency have it presented to the National Parliament in
compliance with Section 220 of the Constitution,Yoi.rrs sincerely
c:,-;: Cl
~—–”
IrrA GENO OBE QPM ~~~
CHIEF OMBUDSMAN OMBUDSMAN -
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LIST OF ABBREVIATIONS
Australian Agency f()r International Development
AusAid
Correctional Institutions Service
CISFIO Freedom of information
Individual and Community Rights Advocacy Forum
ICFRAFISP Institutional strengthening project
IT Information Technology
Judicial and Legal Services Commission
JLSCMP Member of Parliament
NACA National Anti-Corruption Agency
National Broadcasting Corporation
NBCNEC National Executive Council
OC Ombudsman Commission
PAYE Pay As You Earn i,
Papua New Guinea Accounting System
PGASPNG Papua New Guinea
Papua New Guinea Defence Force
PNGDF ‘IPublic Officers Superannuation Fund
POSF
Public Officers Superannuation Fund Board
POSFBPSC Public Services Commission
Royal Papua New Guinea Constabulary
RPNGCTI
Transparency International IUN United Nations
VAT Value Added Tax
List of A1:>brevu.tions
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TABLE OF CONTENTS
1. YEAR IN REVIEW ……………………………………………………………………………… 3
2. INTRODUCING THE OMBUDSMAN COMMISSION ………………………. 11
MEMBERS OF TJ:IE OMBUDSMAN COMMISSION ……………………………………………………….. 11
WHY WAS THE OMBUDSMAN COMMISSION ESTABLISHED? …………………………………… 13
THE CONSTITUTION AND THE TWO ORGANIC LAWS ………………………………………………. 13
THE APPOINTMENT OF OMBUDSMEN ……………………………………………………………………….. 14
ACCOUNTABILITY ………………………………………………………………………………………………………. 14
ORGANISATIONAL STRUCTURE ………………………………………………………………………………… 15
CHANGING OF THE GUARD .. “”””””” ……………. “””””””” ……………………………………………… 163. RECEIVING AND HANDLING COMPLAINTS ………………………………… 19
GRAPH 3.1: TOTAL COMPLAINTS RECEIVED 1990-2000 …………………………………………….. 19
STATISTICAL ANALYSIS OF COMPLAINTS ……………………………………………………………….. 20
GRAPH 3.2: COMPARISON OF COMPLAINTS RECEIVED 1999-2000 ……………………………. 20
TABLE 3.1: DISPOSITION OF CASE FILES CLOSED, PORT MORESBY 2000 ………………… 21
TABLE 3.2: COMPLAINTS RECEIVED, CASE FILES PENDING 1997-2000…………………….. 22
DISCIPLINED FORCES UNIT ………………………………………………………………………………………… 224. SELECTED COMPLAINTS SUMMARIES ……………………………………….. 27
MADANG NEPOTISM CLAIM ………………………………………………………………………………………. 27
“UNFAIR” APPOINTMENT AT UNIVERSITY ……………………………………………………………….. 28
JOB TERMINATION EXPLANATION REQUIRED …………………………………………………………. 28
WIDOW AND FAMILY EVICTED ………………… .’……………………………………………………………… 29
CLAIM FOR INJURY PAYMENT …………………………………………………………………………………… 29
PO SF PAYS INTEREST TO PUBLIC SERVANT.. …………………. ” ………………………………………. 30
PROMOTION ISSUE AT CORRECTIONAL INSTITUTION …………………………………………….. 30
TEACHER PAID SALARIES OWING AFTER LONG DELAy …………………………………………. 30
ALLEGED UNFAIR TERMINATION OF CONTRACT …………………………………………………….. 31
PENSION PAID TO WRONG PERSON …………………………………………………………………………… 32
PRIVATE COMPANY PAYS WAGES OWING ……………………………………………………………….. 32
PLANTATION LABOURERS SEEK ASSISTANCE …………………………………………………………. 32
DEPARTMENT FINALLY REIMBURSES GULF HEALTH WORKER ……………………………… 32
MAN SEEKS PROMISED CONTRIBUTION TO YOUTH CARNIVAL.. ……………………………. 335. MAJOR INVESTIGATIONS AND REPORTS ……………………………………. 37
CAIRNS CONSERVATORY STATUS REPORT ………………………………………………………………. 37
MALAGAN HOUSE STATUS REPORT ………………………………………………………………………….. 39Table of Contents
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6. ENFORCING THE LEADERSHIP CODE ………………………..:……………… .45
LEADERSHIP DIVISION OPERATIONAL MATTERS …………………………………………. ,……… A5
PROCESSING LEADERS’ ANNUAL STATEMENTS ………………………………………………………. 45
TABLE 6.1: LEADERSHIP DIVISION WORK- COMPARATIVE DATAI997-2000 ………… .45
TABLE 6.2: OUTGOING CORRESPONDENCE RELATING TO THE PROCESSING
OF LEADERS’ ANNUAL STATEMENTS 2000 …. , …………………………………………………………… 46
LEADERSHIP DIVISION – TARGETS AND PERFORMANCE INDICATORS …………………. .46
LEADERSHIP PROSECUTIONS AND REFERRALS IN 2000 …………………………………………… 47
TABLE 6.3 LEADERS REFERRED FOR PROSECUTION AS AT 31 DECEMBER 2000 …….. 627. OMBUDSMAN COMMISSION IN COURT……………………………………….. 67
8. EXTERNAL RELATIONS …………………………………………………………………. 83
EXTERNAL RELATIONS PLAN ……………………………………………………………………………………. 83
TARGETS AND PERFORMANCE INDICATORS ……………………………………………………………. 83
GRAPH 8.1: KEEPING THE PEOPLE INFORMED – MEDIA RELEASES 2000 …………………. 84
TABLE 8.1: OMBUDSMAN COMMISSION PUBLIC AWARENESS ACTIVITIES 2000 ……. 85
TABLE 8.2: SPEECHES BY THE OMBUDSMAN COMMISSION 2000 …………………………….. 86
INTERNATIONAL PARTICIPATION …………………………………………………………………………….. 87
LINKAGES WITH INTERNATIONAL AGENCIES ………………………………………………………….. 889. HUMAN RESOURCE DEVELOPMENT……………………………………………. 91
TRAINING AND DEVELOPMENT ACTIVITIES …………………………………………………………….. 91
TABLE 9.1: TRAINING PROGRAMS BY POSITION …….. ,………………………………………………. 92
GRAPH 9.1: TRAINING WITHIN PNG 2000 ……………………………………………………………………. 92
PERFORMANCE APPRAISALS …………………………………………………………………………………….. 93
RECRUITMENT ……………………………………………………………………………………………………………. 93
CONTRACT OFFICERS …………………………………………………………………………………………………. 93
SUCCESSION PLANNING …………………………………………………………………………………………….. 9410. INSTITUTIONAL STRENGTHENING PROJECT……………………………… 97
11. AUDITOR-GENERAL’S REPORT …………………………………………………… 101
APPENDICES …………………………………………………………………………………………….. 109
CHIEF OMBUDSMAN’S ARTICLE FOR THE NATIONAL NEWSPAPER’S
COMMEMORATIVE MAGAZINE ON THE OCCASION OF THE 25 th ANNIVERSARY
OF PAPUA NEW GUINEA’S INDEPENDENCE …………………………………………………………….. 109
CORRUPTION – ITS IMPACT ON SOCIETY ……………… ,……………………………………………….. 113
THE OMBUDSMAN COMMISSION OF PAPUA NEW GUINEA – KEY FEATURES
AND CURRENT ISSUES AND TRENDS ………………………………………………………………………. 118
FREEDOM OF INFORMATION IN PNG – HOW THE OMBUDSMAN COMMISSION
MIGHT FIT INTO THE PICTURE …………………………………. ,…………………………………………….. 123
REMARKS BY SIMON PENTANU, OUTGOING CHIEF OMBUDSMAN ……………………….. 129
PAST MEMBERS OF THE COMMISSION ………………………………… , ……………….. ;.: ……………. 134Table of Contents
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National Goals and Directive Principles
In exercising its powers and duties, the Ombudsman Commission will take fully
into account Papua New Guinea’s National Goals and Directive Principles, as
it is required to do by the Constitution:• Freedom of the individual from domination and oppression.
• Equality of opportunity and participation in the benefits of development.
• Political and economic independence for the country.
• Conservation of our natural resources and environment.
• Use of Papua New Guinean forms of social, political and economic organisation.
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1. YEAR IN REVIEW
This report covers the work of the Commission for the period 1 January 2000 to 31
December 2000.Ombudsman Commission Silver JUbilee’
The Ombudsman Commission commenced operations on 8 December 1975. Just as
PNG commemorated its twenty-fifth birthday in September 2000, so too did the
Ombudsman Commission. On Friday 8 September – a week before the nation stopped
to celebrate its first quarter of a century – the Ombudsman Commission threw open its
doors to the media and a large contingent of invited guests for a day of reflection,
assessment and celebration at the Commission’s headquarters at Garden City, Boroko.Guests were taken on a walk through the Ombudsman Commission offices and were
introduced to staff before the day’s official program began. The first panel discussion
featured PNG’s first prime minister Sir Michael Somare, the country’s longest-serving
MP, Sir Pita Lus, and one of the architects of the Constitution, Mr John Momis – all
still active members of Parliament.The panel discussed the events and atmosphere surrounding the framing of the
Constitution and considered the question of how effective it has been in meeting the
needs and aspirations of the People since Independence. It was a rare opportunity to
gain an insight into the thinking, the hard work and the solicitude behind the
preparation ofPNG’s very original, homegrown Constitution.As well as being a chance to learn about our history, for the Ombudsman Commission
it was a way to acknowledge these – and through them other – elders of the nation,
away from the hUllabaloo of daily politics.The second discussion panel turned the spotlight on the Ombudsman Commission
itself: examining the successes and failings of its first 25 years. The panellists were
fonner Ombudsmen Jean Kekedo and Frank Hedges, current Ombudsman Raho
Hitolo, Counsel to the ComI’nission David Cannings and Public Prosecutor Panuel
Mogish. Fonner Chief Ombudsman Sir Charles Maino chaired the discussion.Fonner Ombudsman Frank Hedges is the only surviving “Pioneer Ombudsman”. It
was a great privilege for the Commission (and staft) that fonner Ombudsman Hedges
could visit us and participate in ourJubilee gathering.Late in the afternoon the audience was entertained by two teams of law students from
the University of Papua New Guinea debating the topic “That the Constitution is
SUpreme, not Parliament”. Adjudicator of the debate was First Legislative Counsel
James Fraser.Chapter 1
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In the evening the focus switched to the Port Moresby Tennis Club in Boroko, where
Ombudsman Commission staff and families enjoyed theatre and dance presentations,
a fine mumu and a keynote address from Fred Albietz, the Queensland Ombudsman, a
long-time friend of the Ombudsman Commission ofPNG.Long service awards were presented to staff members who had served under all three
Chief Ombudsmen – Sir Ignatius Kilage, Sir Charles Maino and serving Chief
Ombudsman Simon Pentanu. The long service staff awards were presented to: Mary
Tuavot, Mary Walaun, Margaret Kila, Benny Onglo and Peter Kape.The day was an appropriate time at which to examine where we’ve come from, where
we’ve been and where those of us who find ourselves at the Ombudsman Commission
at the beginning of the twenty-first century should take this vital constitutional
institution.Opening of New Guinea Islands regional office. in Kokopo
The Ombudsman Commission once again has a permanent presence in East New
Britain, with the relocation from Kavieng and opening of the office in Kokopo on
Friday 25 August 2000.As a result of the volcanic eruptions in 1994, the Ombudsman Commission was
forced to move its New Guinea Islands regional office from Rabaul to Kavieng, from
where it operated from April 1996 to August 2000.In a speech at the opening ceremony Chief Ombudsman Simon Pentanu said the
Commission was pleased to be returning to the main population centre of the New
Guinea Islands. He said that in Kokopo the Commission was centrally located and
well placed to serve the other provinces in the region. The Ombudsman Commission
is. determined to make itself as accessible as possible to the majority of Papua New
Guineans, recognising that most ofPNG’s people live in rural and remote parts of the
country.The member for Kokopo and former prime minister Sir Rabbie Namaliu, officially
opened the new office at Kinabot which overlooks Kokopo town and the still-smoking
volcano, Tavurvur. .External relations
Through the Commission’s external relations plan Ombudsman Commission officers
reached more people in 2000 than ever before with public awareness campaigns.
Tht;se. programs were not restricted to the national capital, but took place in major
centres all over the country. A sununary of the Commission’s external relations
activities appears in Chapter 8 of this report.The emphasis of the .extemal relations plan was on increasing understanding of the
Ombudsman Commission’s role among leaders, public office-holders,. the general
public and young people – the leaders, public office-holders and public of tomorrow .
. Presentations about the Ombudsman Commission were delivered at 20 schools in
seven different provinces.Chapter 1
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The Commission knows it must be creative, progressive and open-minded in its
approach to enforcing the Leadership Code. We are attempting to bring some sense
of relationship into our dealings with leaders. We cannot just wait for them to make a
mistake and then think we’re doing a good job when we let everybody know about it.
Our external relations work is based on the understanding that ‘prevention is better
“than prosecution’.
Referrals to the Public ProsecutorOf course, sometimes it becomes necessary for the Commission to refer leaders to the
Public Prosecutor for the attention of a leadership tribunal. When an investigation has
been conducted, a leader has been granted the ‘right to be heard’ and the Commission
determines that there is a prima facie case of misconduct in office, the Commission
must take the necessary steps towards referral for prosecution under the Leadership
Code.In 2000 the Commission referred five leaders to the Public Prosecutor – the second
most referrals in a single year since the Commission was established in 1975. Further
information about these cases can be found in Chapter 6.Increased number.of complaints received
The period under review also saw.an increase in the number of complaints lodged
with the Ombudsman Commission. In 2000 the Commission received 2,953
complaints, 876 more than in 1999.The number of complaints closed also increased, from 2,067 in 1999 to 2,694 in 2000.
This shows an increased commitment by Commission staff. In 2000; the number of
‘case files pending’ at the end of the year hit a new low with only 93 cases needing to
be brought forward to 2001. Details of the Commission’s work of receiving and
dealing with complaints can be found in Chapters 3 and 4 of this report.Supreme Court Reference N° 3 of 2000
The Ombudsman Commission continues to take seriously its role as a ‘watchdog of
the. Constitution’. Section 19 of the Constitution authorise.s the Commission to make
special references to the Supreme Court on questions relating to the interpretation or
application of the Constitutional Laws.InSupreme Court Reference N° 3 of 1999 the Ombudsman Commission challenged
the Parliament’s decision. to adjourn for more than seven months. In that case the
Supreme Court decided by a 6:1 majority that the Parliament had breached the
Constitution when it adjourned for 222 days, from December. 1998 to July 1999. The
decision stated that the Parliament had a duty to meet, in principle, for 63 days in each
parliamentary year.In June 2000 the Parliament filed an application to have that decision set aside,
relying on the so-called “slip rule”. The. application was heard in November 2000 by a
six-member Supreme Court bench. The Ombudsman Commission was a party to
these proceedings, vigorously defending the decision in Supreme Court Reference N°Cltapter 1
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3 of 1999, affinning the principle that no person, authority or institution – including
the Parliament – is above the Constitution.Institutional strengthening and looking ahead
Much of the hard workllut mto the Commission’s institutional strengthening project in
1998 and 1999 started to come to fruition in 2000. Some of the fruits include a practical
work plan (the annual Ombudsplan) to guide the Commission throughout the year;
higher quality investigations and reports; better training for staff; improved tenns and
conditions; and a higher profile within PNG and internatiovally. Details of these
achievements are scattered throughout this report. ‘But the most noteworthy result of the institutional strengthening project is clearly the
increased commitment to the tasks at hand displayed by the officers of the Commission.It is the commitment of men and women involved in a task that has the potential to
really change Papua New Guinea for the better that is driving the Ombudsman
Commission at the start of this new century.Finances-
The Commission’s 2000 Budget allocation approved by Parliament was K5.5 million,
and represents in nominal tenns, the same amount as appropriated in each of the
previous two years. In its Budget submission for the year 2000, the Commission had
sought funding ofK7.3 million.Approximately 20% of the Commission’s Budget is returned to Treasury through
PAYE Personal Income Tax deductions and VAT payments.Employer contributioris for officers’ POSF accounts totalled a shade over K250,000
for 2000 and this aggregate sum was remitted in fortnightly instalments direct to
Treasury and Finance Department as currently required. The employees’ own
contributions, which are deducted from salary, were remitted each fortnight direct to
the POSF.In addition to its necessary operating expenses, the Commission is also required to
fund from its own Budget, the “Annual Pensions” to fontler Chief Ombudsmen and
Ombudsmen. In a full year this currently costs the Commission almost K260,000.
These payments, which are non-discretionary for the Commission, are provided under
the Constitutional Office-Holders Retirement Benefits Act 1986, at prescribed rates,
and typically can continue for up to 10 years after the Constitutional Office-holder
leaves the Commission.The Commission operates the PGAS Accounting System for its financial management
and is subject to financial audit by the Auditor-General’s Office.The Commission’s audited accounts for 2000 are included as Chapter 11.
Chapter 1
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The Finance Unit is part of Corporate Services, which also includes units dealing with
Human Resources, Information Technology and Security, Transport and Property.
Together these four units provide the essential infrastructure to enable the Commission to
undertake its core business activities during the year.Ombudsman Commission staff of the recently opened New Guinea Islands Regional
Office in Kokopo, East New Britain Province.Chapter 1
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Keep Papua New Guinea for our children
.Chapter 1
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National Goals and Directive Principles
In exercising its powers and duties, the Ombudsman Commission will take fully into
account Papua New Guinea’s National Goals and Directive Principles, as it is
required to do by the Constitution:1. Integral human development
We declare our first goal to be for every person to be dynamically involved in the process
offreeing himself or herselffrom every form of domination or oppression so that each man
or woman will have the opportunity to develop as a whole person in relationship with
others.WE ACCORDINGLY CALL FOR-
(1) everyone to be involved in our endeavours to achieve integral human development
of the whole person for every person and to seek fulfilment through his or her
contribution to the common good; and(2) education to be based on mutual respect and dialogue, and to promote awareness of
our human potential and motivation to achieve our National Goals through self-
reliant effort; and(3) all forms of beneficial creativity, including sciences and cultures, to be actively
encouraged; and(4) improvement in the level of nutrition and the standard of public health to enable
our people to attain self fulfilment; and(5) the family unit to be recognized as the fundamental basis of our society, and for
every step to be taken to promote the moral, cultural, economic and social standing
of the Melanesian family; and(6) development to take place primarily through the use of Papua New Guinean forms
of social and political organization. -
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INTRODUCING THE OMBUDSMAN
~”, ,., COMMISSIONI
Ombudsman Commission is an independent institution established by the
,Cllnstitultion. It forms an integral part ofthe system of checks and balances that have been
in place by the Constitution to oversee the governance of Papua New Guinea.Commission consists of a Chief Ombudsman and two Ombudsmen.
fMEMBEllS OF THE OMBUDSMAN COMMISSION
The members of the Commission for this reporting period were Chief Ombudsman Simon
j:Plmtilnu, Ombudsman Ila Geno and Ombudsman Raho Hitolo.Simon Pentanu is from Pok Pok Island near Kieta, Bougainville
Island.He completed his primary and secondary education in the New
Guinea Islands.He joined the pre-Independence House of Assembly as a trainee
interpreter/translator in 1969, thus beginning a career in the
Parliamentary Service which was to span more than 24 years.In 1971 he completed a Public Service Certificate at the Administrative College ofPapua
New Guinea. The following year he commenced studies at the University ofPapua New
Guinea, graduating in 1976 with a Bachelor of Arts in political science and administrative
studies. After completing his university studies Mr Pentanu rejoined the Parliamentary
Service. This was the time the post-Independence Parliament was in its infancy; a time of
great change, excitement, vibrancy and challenge.Mr Pentanu held a number of different positions in the Parliamentary Service. He became
Deputy Clerk in 1978 and in 1984 he was appointed Clerk of the Parliament, thereby
becoming the head of the Parliamentary Service and a constitutional office-holder. Mr
Pentanu held the office of Clerk of Parliament for nine years, during which time the
Parliament had five different Speakers and four different Prime Ministers.In 1994 he was appointed a member of the Public Services Commission – also a
constitutional office. He was appointed Chief Ombudsman in January 1995. In July 1999
he was elected to the Board of Directors of the International Ombudsman Institute,
representing the Australasian and Pacific Region.Mr Pentanu’s six-year term as Chief Ombudsman concluded on 31 December 2000.
Chapter 2
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Ha Geno is from Karawa village, Hood Lagoon, Rigo, in Central
Province. His primary education was at the London Missionary
Society School in Karawa and Hood Lagoon Primary School at
Keapara. He completed his secondary education at Sogeri
Secondary School in 1967.Mr Geno joined the Royal Papua New Guinea Constabulary in
1968 as a direct entry cadet officer upon leaving school. This was
the beginning of a long and distinguished career with the Police
Force, spanning 24 years.
In 1974175 Mr Geno matriculated and completed a Diploma in Police Science at the
University of Papua New Guinea. He held many different positions within the RPNGC,
including Chief Superintendent, Director of the Criminal Investigation Division and
Deputy Commissioner before being appointed Commissioner of Police in 1990.In December 1992 he was appointed as Commissioner and Chairman of the Public
Services Commission, becoming a constitutional office-holder for the first time. He was
to hold the position for six years.In December 1998, the Governor-General, acting on the advice of the Ombudsman
Appointments Committee, appointed Mr Geno as an Ombudsman. In December 2000
,i Prime Minister Sir Mekere Morauta announced Mr Geno’s appointment as Chief
Ombudsman from 1 January 2001.Raho Hitolo is from Elevala village, Hanuabada, in the National
Capital District.He completed his primary and secondary education at Hagara and
Badihagwa schools respectively.In 1971 he was sponsored by the Development Bank to study at the
University of Technology in Lae, from where he graduated in 1974
with a Bachelor ofTecr.nology in Accountancy.After graduating; Mr Hitolo joined his sponsor as a loans officer in 1975. He became a
senior manager in the Development Bank head office and went on to become Port
Moresby Branch Manager in 1980.In 1984 he was appointed Regional Manager for the Mamose region and was posted to Lae
for four years. In his 13 years with the Development Bank (which changed its name to the
Agriculture Bank during this time), Mr Hitolo travelled extensively throughout the
mainland coastal regions ofPNG.In 1990 Mr Hitolo joined the Ombudsman Commission as Deputy Director Leadership
and was later appointed Director Leadership. He was acting Secretary to the Commission
in 1997 and 1998. Mr Hitolo was appointed as an Ombudsman in January 1999 by the
Governor-General, acting on the advice of the Ombudsman Appointments Committee.Chapter 2
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CW’~N THE OMBUDSMAN COMMISSION ESTABLISHED?
tenns, the Commission has been established to:
against the abuse of power by those in the public sector;
those exercising public power to do their jobs efficiently and fairly; and
;imlpOi,e accountability on those who are exercising public power.
218 of the Constitution lists the purposes for which the Ombudsman
Irnnliss:ion was established:to ensure that all govemmental bodies are responsive to the needs and aspirations
ofthe People;to help in the improvement of the work of govemmental bodies and the
elimination of unfairness and discrimination by them;to help in the elimination of unfair or otherwise defective legislation and practices
affecting or administered by governmental bodies; andto supervise the enforcement ofDivisionIII.2 (leadership code).
. L
CONSTITUTION AND THE TWO ORGANIC LAWSh~ts.~lieI·l)I’C;hy of written laws, Papua New Guinea has a number of Organic Laws .
. are special statutes that have been enacted to elaborate on the key principles of
~;’V’!i1U down in the Constitution.investigative powers of the Ombudsman Commission are exercised under the
COIlstilutiion and under two Organic Laws:the Organic Law on the Ombudsman Commission; and
the Organic Law on the Duties and Responsibilities ofLeadership.
‘;Selctie’n 11· of the Constitution states that the Constitution and the Organic Laws are the
iSupre:me Laws ofPapua New Guinea. Organic Laws therefore have a higher status than
of Parliament. If there is any inconsistency between the provisions of an Act and
of an Organic Law, the latter will prevail. If there is some inconsistency between
Constitution and an Organic Law, the Constitution will always prevail.fact that two Organic Laws have been specifically enacted to provide for
Commission investigations reflects the very high status of such
investigations. It also has significant practical consequences. If compliance with a
issued by the Commission under one of its Organic Laws would involve the
breach of an Act of Parliament, the Commission’s direction will have precedence. For
example, if the Commission issues a surrmlOns for the Internal Revenue Commission to
produce certain documents, the secrecy provisions of the Income Tax Act and the
Customs Act have to “give way” to the summons.Chapter 2
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The Organic Laws put the Commission in a strong position if it ‘fiK;es any resistance
during the course of an investigation.THE APPOINTMENT OF OMBUDSMEN
The appointing authority fOLmembers of the Ombudsman Commission is the GOvemor-
General, acting on the advice of the Ombudsman Appointments Committee
(Constitution, Section 217(2». This Committee is made up of:• the Prime Minister as Chairman;
• the Chief Justice;
• the Leader of the Opposition;
• the Chairman of the Permanent Parliamentary Committee on Appointments; and
• the Chairman ofthe Public Services Commission.
ACCOUNTABILITY
The Constitution and the Organic Law on the Guarantee of the Rights and Independence
of Constitutional Office-holders provide for the Ombudsman Appointments Committee
to act as an instrument of accountability for members of the Ombudsman Commission.The Organic Law on the Guarantee of the Rights and I’!Jkpendence of Constitutional
Office-holders gives the Ombudsman Appointments Committee the authority to monitor
the conduct of the members of the Commission and, if necessary, to appoint a
Constitutional Office-holders Rights Tribunal to inquire into a matter and recommend
removal from office. Section 5(1) of that Organic Law states:If the appointing authority is satisfied that the question of removal from office of
a constitutional office-holder should be investigated, it shall, by notice in writing
to the Chief Justice, request that he appoint three Judges to be the Chairman and
members ofthe tribunal to hear and determine the matter.Chapter 2
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ORGANISATIONAL STRUCTURE
“,
Section 25__of the Organic Law on the Ombudsman Commission provides for the ‘:
Commission to appoint a Counsel and a Secretary. Section 25(1)(b) states that the
Ombudsman Commission, within the limit of funds lawfully available to it, may
appoint other officers that are necessary for the efficient performance of the functions j
of the Commission. I’These offices constitute the Service of the Commission.
CHIEF
OMBUDSMAN OMBUDSMAN OMBUDSMANL I
LEGAL SERVICES EXECUTIVE
UNIT I I I SERVICES UNITCOUNSEL SECRETARY
RESEARCH &
INTELLIGENCE UNIT i
MEDIA UNITL
DIREcToR
COMPLAINTS & DIRECTOR MANAGER
ADMINISTRATIVE LEADERSHIP – CORPORATE
INVESTIGATIONS SERVICES– INTAKE &
SCREENING UNIT
ASSESSMENT
t- INVESTIGATION UNIT
FINANCE UNIT t-INVESTIGATION :..- INVESTIGATION HUMAN
I- UNIT N° 1 UNITN°l RESOURCES UNITINVESTIGATION INVESTIGATION INFORMATION
I- UNITN°2
UNITN°2 TECHNOLOGY UNITDISCIPLINED INVESTIGATION PROPERTIES &
t- FORCES UNIT SECURITIES UNIT
I-
UNITN°3REGIONAL OFFICES
(LAE, MT HAGEN,
KOKOPO)Chapter 2
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CHANGING OF THE GUARD
On 23 December 2000 the Ombudsman Commission marked the end of one era and
the beginning of another with a dinner at the Islander Travelodge Ballroom to farewell
outgoing· Chief Ombudsman Simon Pentanu. and welcome the new Chief, Ha Geno.Speeches were made by staff representative Andrew Ikufu, Counsel to the
Commission David Cannings, Ombudsman Raho Hitolo and the two Chiefs, Pentanu
and Geno.Outgoing Chief Ombudsman Pentanu commented on what he sees as SOme of the
strengths of the institution:In sncceeding me Ha becomes the fourth Chief Ombudsman in the conntry
after the late Sir Ignatius Image who was onr pioneer and Sir Charles Maino
whom I succeeded in 1995. This is a very admirable record of stability and
continuity when one considers that in Departments and other public bodies as
well as in politics, very senior bureaucrats and Ministers go by the wayside like
tenpins week in and week ontoWithout making a song and dance about it, it is heartening to know that the
Commission has been building upon a good tradition from the past. I have
inherited from my two predecessors and their colleagues an institution that is
stable, that has clout and leverage and is staffed by people with pride and bold
determination in what they do as officers of the Commission.Incoming Chief Ombudsman Geno described Mr Pentanu as a visionary who had
significantly regenerated the Ombudsman Commission. He vowed to carry on the
work the outgoing Chief had begun. “I want to assure Simon Pentanu – and everyone
here – that the good work that has been started through the institutional strengthening
project will continue while I am Chief Ombudsman,” Mr Geno said.Mr Geno stressed the importance of a Chief Ombudsman leading by example:
Among the duties and responsibilities of this high office, as outlined by the
Constitution and the Organic Laws, I am very conscious that perhaps the single
most important duty is to set and maintain a high standard in terms of my own
personal conduct.I regard this as a 24-hour-a-day commitment for the duration of my term as
Chief Ombudsman. The whole of my conduct must be clearly seen as
exemplary and beyond reproach, both to my colleagues and staff of. the
Commission, as well as to the world at large.This commitment comes from my heart because I believe that the best and
most effective way of leading other people is to lead by example.Chapter 2
Introduci.ng the Ombudsman Commission -
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National Goals and Directive Principles
In exercising its powers and duties, the Ombudsman Commission will take fully into account
Papua New Guinea’s National Goals and Directive Principles, as it is required to do by the
Constitution:2. Equality and participation
We declare our second goal to be for all citizens to have an equal opportunity to participate in, and
benefit from, the development of our country.WE ACCORDINGLY CALL FOR-
(1) an equal opportunity for every citizen to take part in the political, economic, social, religious
and cultural life of the country; and(2) the creation of political structures that will enable effective, meaningful participation by our
people in that life, and in view of the rich cultural and ethnic diversity of our people for
those structures to provide for substantial decentralization of all forms of government
activity; and(3) every effort to be made to achieve an equitable distribution of incomes and other benefits of
development among individuals and throughout the various parts ofthe country; and(4) equalization of services in all parts of the country, and for every citizen to have equal access
to legal processes and all services, governmental and otherwise, that are required for the
fulfilment of his or her real needs and aspirations; and(5) equal participation by women citizens in all political, economic, social and religious
” activities; and(6) the maximization of the n1JIIlber of citizens participating in every aspect of development;
and(7) active steps to be taken to facilitate the organization and legal recognition of all groups
engaging in development activities; and –(8) means to be provided to ensure that any citizen can exercise his personal creativity and
enterprise in pursuit of fulfilment that is consistent with the common good, and for no
citizen to be deprived of this opportunity because of the predominant position .of another;
and(9) every citizen to be able to participate, either directly or thr.ough a representative, in the
consideration .of any matter affecting his interests .or the interests .of his community; and(10) all persons and g.overnmental bodies .ofPapua New Guinea to ensure that, as far as p.ossible,
p.olitical and official b.odies are so composed as to be br.oadly representative .of citizens from
the various areas of the c.ountry; and(11) all persons and governmental bodies to endeav.our to achieve universal literacy in Pisin, Hiri
Motu or English, and in “tok pies” or “ita eda tano gado “; and(12) recognition of the principles that a complete relationship in marriage rests .on equality of
rights and duties .of the partners, and that responsible parenth.o.od-is based on that equality. -
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t
e
3. RECEIVING AND HANDLING
COMPLAINTSi
Any person can make a complaint to the Ombudsman Commission about any matter.
The Commission is obliged to consider every complaint it receives. But the Organic
Laws give it the discretion to choose whether or not to investigate and whether or not to
continue an investigation.The Commission can also initiate its own investigations. Not all ombudsmen have this
power. In some countries, the ombudsman is an officer of the parliament and only has
the power to investigate when a complaint is referred through a member of parliament.Every year the Ombudsman Commission receives thousands of complaints from people
all over the country. These are received at the main office in Port Moresby and at the
Momase, Highlands and New Guinea Islands Regional Offices. Graph 3.1 (below)
shows total numbers of complaints received for each year since 1990.GRAPH 3.1: Total complaints received 1990 -2000
Total Complaints Received 1990-20QO
4000
3500
3000
12500
a.
§ 2000‘0 ‘500
~
1000o
‘9″ ’99’ 1992 1993 ‘9.. ‘995 ‘996 1997- 1998 ‘999 2000Years
“:1
t’Chapter 3
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STATISTICAL ANALYSIS OF COMPLAINTS
In 2000 the Ombudsman Commission received 2,953 complaints, 877 more than in
1999. The number of complaints closed also increased, from 2,067 in 1999 to 2,694
in 2000. Graph 3.2 shows the breakdo~ of complaints received during the year.
The number of case files pending hit a new low with only 93 cases needing to be
brought forward to 2001.Graph3.Z
i:
Comparison of “Complaints Received”Year 1131999 ril2000 1
I! 3500
, I2953
30002500
J!l
c
i 2000
e
8
‘0 1500
z0
1000500
0
Pori More”by MIHagen Lae N.G.I TotalThe Complaints and Administrative Investigations Division’s statistics for workload
output are very encouraging, especially from the Input and Screening Unit. The
numbers of complaints received has been steadily increasing since 1998. Public
awareness visits to provinces not directly serviced by an Ombudsman Commission
office – part of the Commission’s external relatiollsplan (see Chapter 8) – have
resulted in a discernible increase in the number of complaints received during 2000.
Further gains seem likely with continuation of the program in 200 I:Chapter 3
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TABLE 3.1: Disposition of case files closed, Port Moresby 2000
Classification Description of classification Section of Case files
nnmber . .
OLOC closed .I Resolved during the· investigation 13
2 Complaint sustained 0
3 Complaint not sustained 24
4a Discontinued – further inquiries not warranted 0
4b Discontinued – complaint withdrawn or not pursued 0
Declined – complaint outside jurisdiction-
5a explanation given to complainant 16(3)(b) 2
Declined – adequate remedy available – explanation
5b given to complainant 16(3)(c) 30
Declined – right of appeal available – explanation
5e given to complainant 16(3)(c) 0
Declioed – too long delayed – explanation given to
5d complaioant 16(3)(e) 33
Declined – insufficient ioterest from complainant to
5e ~oeeed 16(3)(d) 30
Declined – frivolous and vexatious – explanation
5f given to complainant 16(3)(a) 0
Declined – minor matter or insufficient resources for
5g adequate·iovestigation – explanation given 16(3)(f),(g) 3
Total case files
closed for 2000 135Chapter 3
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Z2
TABLE 3.2: Complaints received, case files pending 1997 – 2000
.Office Year Totlll Total Total case files Investigation case files
complaints complaints closed pending
received closed
Port 1997 1237 1205 78 361
)’Ioresby 1998 600 591 28 342
1999 631 626 158 220
2000 1502 1459 135 49
Southern 1997 0 0 0 0
(POM) 1998 167 167 . 27
..
33
1999 267 266 7 . 27
2000′ N/A* N/A’ . N/A’ N/A*
MtHagen 1997 694 691 11 46
1998 487 486 7 40
1999 449 447 1 41
2000 466 253 20 22
Lae 1997 723 721 5 37
1998 465 464 7 31
1999 601 601 4 27
2000 681 681 0 18
Kavieng 1997 270 267 0 3
(January to 1998 212 212 6 3
August) .
2· .
1999 125 124 2 .
Kokopo
(August to 2000 304 301 1 4
December)
Totals 1997 2924 . 2884 94 At 111198 – 512
1998 1931 1920 45 At 111199 – 448
1999 .. 2073 2067 168 At 111100 – 290
2000 2953 2694 156 At 111101 – 93
.DISCIPLINED FORCES UNIT
The Commission’s Disciplined Forces Unit was established in 1999 to deal
exclusively with complaints relating to the disciplined forces – the Royall’apua New
Guinea Constabulary (Police), the Papua New Guinea Defence Force and the
Correctional Institutions Service (CIS)The main link between the Ombudsman Commission and the department or disciplined
force is through a liaison officer. The liaison officer is a senior staff member of the
department with sufficient authority to be able to take specific actions within the
department and to provide advice to the Departmental head. This officer ensures set
guidelines regarding Ombudsman Commission matters are followed within the
department.
A closer relationship will be possible with Police and CIS once departmenta1liaison
officers are appointed and training on the practice guidelines begins in 2001. The
introduction of liaison officers will dovetail with AusAID programs already operating
.in the Police and CIS. Separately, the Commission hopes to establish links with the
Department of Education; another source of many of the complaints lodged with the
Commission.Chapter 3
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Ombudsman Commission staff on an external relations trip to the provinces.
Chapter 3
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I
Chapter 3
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National Goals and Directive Principles
In exercising its powers and duties, the Ombudsman Commission will take fully into
account Papua New Guinea’s National Goals and DirectivePrincipies,as it is required
to do by the Constitution:3. Political and economic independence for the country
We declare our third goal to be for Papua New Guinea to be politically and economically
independent, and our economy basically self-reliant.WE ACCORDINGLYCALL FOR-
(1) our leaders to be committed to these National Goals and Directive Principles, to
ensure that their freedom to make decisions is not restricted by obligations to or
relationship with others, and to make all of their decisions in the national interest;
and(2) all governmental bodies to base their planning for political, economic and social
development on these Goals and Principles; and(3) internal interdependence and solidarity among citizens, and between provinces, to be
actively promoted; and(4) citizens and governmental bodies to have control of the bulk of economic enterprise
and production; and(5) strict control of foreign investment capital and wise assessment of foreign ideas and
values so that these will be subordinate to the goal of national sovereignty and self-
reliance, and in particular for the entry of foreign capital to be geared to internal
social and economic policies and to the integrity of the Nation and the People; and(6) the State to take effective measures to control and actively participate in the national
economy, and in particular to control major enterprises engaged in the exploitation
of natural resources; and(7) economic development to take place primarily by the use of skills and resources
available in the country either from citizens or the State and not in dependence on
imported skills and resources; and(8) the constant recognition of our sovereignty, which must not be undermined by
dependence on foreign assistance of any. sort, and in particular for no investment,
military or foreign-aid agreement or understanding to be entered into that imperils
our self-reliance and self-respect, or our commitment to these National Goals and
Directive Principles, or that may lead to substantial dependence upon or influence by
any country, investor, lender or donor. -
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4. COMPLAINTS CASE SUMMARIES
This chapter is a compilation of short summaries of some of the cases the
Ombudsman Commission closed during 2000 under its Organic Law on the
Ombudsman Commission jurisdiction.MADANG NEPOTISM CLAIM
A senior officer with the Madang provincial administration submitted a petition from
the Madang branch of the Public Employees Association to the Minister for Public
Service seeking the revocation of the appointment of the Madang Provincial
Administrator.The petition claimed the Administrator abused his powers and breached recruitment
and selection rules in employing two very close members of his family. The
petitioners claimed this caused much frustration amongst members of the staff.The petition was forwarded to the Secretary of the Department of Personnel
Management for investigation. Subsequently the Ombudsman Commission received
a copy of the Department’s investigation report, which showed that all personnel
miltters had been dealt with and. appropriate· recommendations made to the
Administrator for implementiltion.The complainant advised the Commission that the Administrator had been given a
copy of the report. Two weeks later the Commission was further advised by the
.Department of Personnel Management that all financial mismanagement complaints
had been referred to the Auditor-General for investigation.The Ombudsman Commission set out to determine whether any conduct under
investigation was wrong and to determine whether there were any defects in any of
the applicable laws or administration practice.The Ombudsman Commission’s investigation uncovered several anomillies and
irregularities relating to selection, displacement and discipline of staff.In its report on the case the Ombudsman Commission reminded the Administrator to
put the Department of Persoimel Management’s recommendations into effect. The
Commission was satisfied that. the examination of the allegations of financial
mismanilgement were being carried out by the OfficeoftheAuditor-General.This case was closed on 8 December 2000.
Chapter 4
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“UNFAIR” APPOINTMENT AT UNIVERSITY
An employee. of the University of Papua New Guinea complained that he had been
unfairly overlooked for a position at the University in favour of a less-qualified
candidate.The complainant had previously held the position, on a nine-year contract and applied
for a renewal of the contract. The University chose instead to appoint him to a one-
year contract position. The complainant said he was given a verbal assurance in
November that his contract would be extended to July. However, in April the position
was advertised. He reapplied but did not receive a response to his application.The complainant asked the Ombudsman Commission to inquire into the matter to
ascertain whether the selection was done in a transparent manner and in accordance
with procedures. He claimed his successor was not adequately qualified for the
position.
”
The Ombudsman Commission wrote to the University seeking explanations on a
number of matters. The Registrar advised the Commission that the advertised position
had attracted a number of applicants, including the complainant, but the University
Appointments Committee decided to appoint someone else.After considering documents relating to the selection process, the Ombudsman
Commission formed the opinion that an appropriate appointment committee had
appointed a candidate to the job, at their discretion. Whether or not they based their
decision on the candidate’s qualification (or lack of it) was the prerogative of the
committee.The complainant was advised of the .Commission’s decision but, still dissatisfied, he
insisted he talk with the. Director of Complaints arid Administrative Investigations
who informed him that the matter would not be pursued further. It was again pointed
out to him that an appropriate appointment committee had made the decision to
appoint someone else and also that the Ombudsman Commission has the prerogative
to discontinue an investigation, under Section 16(3) of the Organic Law on the
Ombudsman Commission, ifit determines the complaint to be not justified.JOB TERMINATION EXPLANATION REQUIRED
A complaint was received by the Commission in which the complainant claimed that
he was improperly terminated from his position at the National Narcotics Bureau and
proper termination procedures had not been followed.The Commission requested an explanation for the termination. The employer’s
response detailed the Bureau’s reasons for the termination. However, attempts to get
in touch with the complainant to verify the employer’s reasons were unsuccessful.
The file was kept open for several months, but further attempts to contact the
complainant were similarly fruitless.
Occasionally the Ombudsman Commission has no option but to close cases, such as
this one, .due to insufficient interest from the complainant.
The case Was closed in late October 2000.Chapter 4
Complaints Case Summaries -
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WIDOW AND FAMILY EVICTED
The widow of a deceased Army Major complained that the PNG Defence Force was
harsh in trying to remove her from institutional housing. She was also unhappy that
entitlements owed to her and her family were slow in coming.She alleged that two months after the death of .her husband in mid-1998 the
institutional house they had been living in bumt down along with all their possessions.
The fire was believed to have been the result of an electrical fault.The PNGDF provided the family with a tent as temporary accommodation. She said
this had an adverse mental effect on the family, especially coming as it did just after
the loss of their husband and father. The complainant said her daughter could not
continue school because of the difficulties associated with living and studying in a
tent.In February 1999 they were relocated to another house but in April were issued an
“eviction notice” on the basis that the house was needed to accommodate serving
members of the force. She obtained a court injunction to prevent the Defence Force
removing her from the house.Given this situation the Commission recommended the complainant and her family
remain in the house pending the standing court order. The Commission maintained
another eviction notice would be in breach of this.As well, Ombudsman Commission believes that the Department of Defence should
have a clear and consistent policy on entitlements. This case and others suggest there
is no such policy or that if one exists it is not adhered to. The Ombudsman
Commission receives many complaints from ex-servicemen, or their families, still
awaiting entitlement payments, fmal payouts or ex gratia payments. Some of these
have been due for many years.The case was closed on 21 September 2000.
CLAIM FOR INJURY PAYMENT
The Ombudsman Commission received a complaint against the Police force. A man
claimed that his wife had sustained an injury to her right thigh after police allegedly
fired shots while pursuing criminals.The Commissioner of Police advised the Commission that the matter was before the
Deputy Commissioner of Police (Operations), to look into and deal with.Nevertheless, given the seriousness of the claim, the Ombudsman Commission
referred the case to the Public Solicitor, requesting that the complainant be
represented in court if he chose to pursue a compensation claim against the State and
Police.Chapter 4
Complaints .Case Summaries -
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With the matter referred to the Public Solicitor the file’was closed on 14August 2000,
in accordance with Section 16(3)(c) of the Organic Law on’ the Ombudsman
Commission.POSF PAYS INTEREST TO PUBLIC SERVANT
A·former Health Department employee complained that he was underpaid his Public
Officers Superannuation Fund (pOSF) payout for 20 years of contributions.The Ombudsman Commission referred the matter to the Board of the POSF for
consideration and. suggested they revisit the complainant’s payout and address the
substance of his complaint.The Board ofthe POSF replied that the cO!l1plainant had been paid his correct benefits
and there was no case for them to answer. However, the complainant maintained that
interest owed to him had not been included in the final payout.The Commission again contacted the Board of the POSF, making reference to
documents substantiating the complainant’s claim. Following this further contact, the
superannuation fund conceded the mistake and agreed to pay the amount owed.PROMOTION ISSUE AT CORRECTIONAL INSTITUTION
A prison warder complained that he was not given a promotion to Sergeant Major
rank despite being officially notified by the PNG Correctional Service that he was to
be promoted.The Ombudsman Commission wrote to the Correctional Service seeking more
information on the matter.The Commission did not receive a reply from the Correctional Service, but three
months later the complainant wrote back to the Ombudsman Commission to say he
had been promoted and his salary had been adjusted accordingly.TEACHER PAID SALARIES OWING AFTER LONG DELAY
A teacher had been in the “teacher’s pool” without work or pay for six years when the
Milne Bay Provincial Education Board offered her a teaching post at a school in the
province.Upon resumption of duties she completed the necessary re-admission forms and
submitted them to the Teaching Services Commission and the Education Department
for processing and approval. There was a prolonged delay, during which time she
was not paid. After several approaches to the Department she wrote to the
Ombudsman Commission seeking assistance.The Commission took up the matter with the Education Department and was advised
that the teacher’s application for re-admission had been recently been approved –
midway through the school year.She was paid her salaries, backdated to her.commencement date.
. Chapter 4
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ALLEGED UNLAWFUL TERMINATION OF CONTRACT
A former senior officer with a State-run rubber development project complained to the
Ombudsman Commission that he was improperly dismissed from his employment by the
Secretary of the Department of Agriculture and Livestock.The Commission investigated the matter and formed the opinion that the complainant was
unfairly dismissed.After receiving the Ombudsman Commission’s report and recommendations the
Department suggested that he apply for a position they were advertising in the newspapers
at the time. The complainant chose not to do this, as he had found employment elsewhere.The case was closed on 30 June 2000.
Any person can make a complaint to the Ombudsman Commission. The Commission is
obliged to consider every complaint it receives.Chapter 4
Complaints Case Summaries -
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PENSION PAID TO WRONG PERSON
A Central Province woman who was regularly paid a POSF pension either directly
into her bank account or by cheque complained that someone else was collecting the
cheques. The pension was not going to her bank account either.The .commission’s inquiry into the matter revealed that the pension cheque had been
collected and banked by the wrong person.A new cheque was issued, covering the amount stolen. Police later apprehended the
person who had fraudulently collected the cheque.PRIVATE COMPANY PAYS WAGES OWING
A man came to see the Ombudsman Commission to complain about his boss owing
him several fortnights’ pay.The Commission discovered that the man was employed by a private company. He
was advised that the Ombudsman Commission does not have jurisdiction· over
complaints against private companies.However, an investigating officer called the company anyway to inquire into the
reason for the delay and was assured by the manager that the man would be paid that
same day.Upon receiving the money the grateful complainant returned to the Commission to
say thank you.PLANTATION LABOURERS SEEK ASSISTANCE
A group of 137 plantation labourers in the Morobe Province sought assistance from
the Ombudsman Commission alleging they did not receive final entitlements when
they were laid off 16 years earlier.After some correspondence between the Commission and the State-owned plantation,
the office of the Managing Director wrote to say they would honour the payments.
This included recreational and furlough entitlements.A fmal payout of more than K27,000 was paid to them.
DEPARTMENT FINALLY REIMBURSES GULF HEALTH WORKER
The Ombudsman Commission was asked by a health worker in the Gulf Province to
assist him after he had trouble getting the Division of Health in Kerema to reimburse
him for a plane ticket.He had been a patient at the Port Moresby General Hospital and had to purchase a
ticket to return to his place of work in the province. The Division was responsible for
providing him with a ticket.Chapter 4
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The Ombudsman Commission wrote to the Kerema Division of Bealth for further
information on the matter but did not .get a response. However the Commission’s
letter appears to have had an impact. The complainant visited the Ombudsman
Commission’s Port Moresby office two months later to say he had been paid the
money.MAN SEEKS PROMISED CONTRIBUTION TO YOUTH CARNIV AL
A man from the Central Province came to see the Ombudsman Commission after the
Department of Provincial and Local-level Government Affairs failed to pay money
allegedly owing to him. .The man said he had been promised a K500 contribution from the Departmenf
towards food and accommodation costs for a provincial youth carnival held at
Kwikila station. However, the payment was never made.When contacted by the Ombudsman Commission the Department asked that the
complainant go in to see them the following day.The complainant visited the Department the next day as requested and was advised
that due to a shortfall in National Government funding for that year, he would be paid
the following year.In March 2000 he received his payment.
In a growing number of instances, a letter or a phone call from the Ombudsman
Commission can prompt govemmental bodies and ·organisations to leap into action
and take remedial measures. One of the Ombudsman Commission’s aims is to help
ordinary citizens break through the ”brick walls” often associated with govemment
bureaucracy.Chapter 4
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Chapter”
Complaints Case Summaries -
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National Goals and Directive Principles
In exercising its powers and duties, the Ombudsman Commission will take fully into
account Papua New Guinea’s National Goals and Directive Principles, as it is required
to do by the Constitution:
,, ‘:
I’
4. Natural resources and environment
We declare our fourth goal to be for Papua New Guineas natural resources and
environment to be conserved and used for the collective benefit of us all, and be replenished
for the benefit offuture generations.WE ACCORDINGLY CALL FOR-
(1) wise use to be made of our natural resources and the environment in and on the land
or seabed, in the sea, under the land, and in the air, in the interests of our
development and in trust for future generations; and(2) the conservation and replenishment, for the benefit of ourselves and posterity~ of the
environment and its sacred, scenic, and historical qualities; and(3) all necessary steps to be taken to give adequate protection to our valued birds,
animals, fish, insects, plants and trees.: !
, i[
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5. MAJOR INVESTIGATIONS AND REPORTS
CAIRNS CONSERVATORY STATUS REPORT
OnI December 1999 the Ombudsman Commission’s final report of its investigation
into the purchase of The Conservatory building in Cairns, Australia, by the Public
Officers Superannuation Fund Board (POSFB) was tabled in Parliament. That report
was the result of a four-year investigation into the purchase and associated
transactions and arrangements.Twelve months on the Ombudsman Commission finalised a status report on the
implementation of the twenty recommendations contained in the 1999 report.PNG’s govemmenta1 bodies do not generally have a good track record in
implementing recommendations ansmg from Ombudsman Commission
investigations. Too often in the past the Commission’s recommendations have simply
been ignored. This has resulted in many of the same sorts of mistakes being made
again and again.The purpose of the status report was to assess how the recipients of the
recommendations in the .1999 report have performed. Who has done the right thing
and taken the recommendations seriously? Who has put words into action? Who has
ignored the recommendations?Recommendations from the Cairns Conservatory report
Chapter 14 of the 1999 report made thirty findings of wrong conduct by people
involved in the transactions. Chapter 15 of the report then made twenty
recommendations based on those findings. The recommendations are intended to
ensure that the errors and bad practices, which resulted in the poor investment
decision to purchase The Conservatory, do not recur. The recommendations are
targeted at the statutory office-holders and members of Parliament who have
responsibility for relevant areas of govemment.In the week following the finalisation of the report, the Ombudsman Commission
wrote to the recipients of the recommendations. We asked all the recipients to give
close consideration to the recommendations directed at them. We also-requestedeach
recipient to notify the Ombudsman Commission by 31 January 2000 of the steps they
proposed to take to give effect to the recommendations. On 3 August 2000 we wrote
again to the recipients, reminding them of their obligations. Where we had not
received enough information from the recipients we also requested further details on
how our recommendations were being implemented.The Ombudsman Commission also placed public notices in The National and Post-
Courier newspapers over several days in early August 2000. These notices listed ourChapter 5
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recommendations and the recipients of those recommendations. The notices advised
that we would be preparing a status report.Observations on the responses
The Commission received a variety of responses from the recipients of the
recommendations.The Ombudsman Commission was heartened by the first steps taken in several areas.
In particular, the corporate governance review of the POSFB, the introduction of
investment guidelines and the Investment Committee and the general commitment to
reform of the POSFB was encouraging. However, these reforms are only as effective
as the level of compliance with them.The management of The Conservatory building also appears to have improved.
Although occupancy of the building is only around 35%, the agreement with
management group Raine and Home is a step in the right direction.We were also encouraged by the initial actions of the Attorney-General and the
POSFB in commencing court proceedings to attempt to recover some of the money
lost in The Conservatory purchase.But overall, the implementation of recommendations. relating to specific public
officials has been poor. The Commission recommended that employers review the
ongoing employment of these individuals on the basis of the facts given in the 1999
report. The Commission wanted the employers to look at the report, ask the official
for an explanation, think about what the official had done and what they could offer in
the future, and make a decisionWith one or two exceptions, recipients of the recommendations have not followed
these simple steps through to their conclusion. The Commission considers this shows
a general unwillingness to make people accountable for their actions. It is important
for all people who are paid from the public purse to realise that they are accountable
to the public.The level of implementation, as opposed to agreement, has also been poor. Some
recipients of recommendations gave in-principle agreement and made very positive
projections of future changes. However the actual implementation of these changes
has either not happened or been long delayed.Of very serious concern are the nwnerous recipients who did not respond at all to the
report and several follow up letters. These recipients have failed to fulfil their
obligation under Section 22(3) of the Organic law on the Ombudsman Commission
and put themselves in the position of having court proceedings brought against them
by the Ombudsman Commission under Section 23 ofthe Constitution.Perhaps the most common and disappointing misconception encountered as a result of
The Cairns Conservatory Report was the request from individuals (and supporters) to
“clear” their names of “allegations”. It is important to appreciate that when the
Ombudsman Commission compiles a final report of an investigation, it is reporting its
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·CClnduct, defective. laws or defective or discriminatory administrative practices. In the
i999 report these opinions were recorded as findings of wrong conduct. They are not
“allegations” that can later be “cleared”.“-..EY.ery single person who was adversely commented on in the 1999 report was given at
least one chance to state his or her case. That is a person’s opportunity to clear their
name.. The Ombudsman Commission is obliged to set out a person’s defence in a
report. That was done in the report on The Conservatory through extensive quotes
and summaries. The final report is the Commission’s final findings on an issue.Next steps
In the past the Ombudsman Commission has had difficulty in getting its
recommendations implemented. There have been very detailed recommendations in
comprehensive reports, such as the Report on the Upgrading of the Port Moresby
Water Supply in 1996 and the PoreporenaFreeway in 1992.Many public officials seem to have the view that as they are only recommendations
they are free to ignore them.In order to overcome this misconception the Commission decided to produce a formal
statement in the form of. a status report. It is a report on how the Ombudsman
Commission’s recommendations are implemented atthis time. It is not intended to be
a once and for all summary of what action was taken as a result of The Conservatory
report.The Ombudsman Commission will continue to keep a close eye on the
implementation of recommendations made in its reports. These recommendations
were made to prevent the mistakes and incompetence that surround The Conservatory
purchase from happening again. Implementing these recommendations is one way to
make sure that the lessons of The Conservatory have been thoroughly learnt.MALAGAN HOUSE STATUS REPORT
One week after the Cairns Conservatory report was tabled in Parliament a related
report by the Ombudsman Commission was also released. This was the final report of
the investigation into the lease and proposed purchase by the National Govemment of
a building in Brisbane, Australia, called Malagan House. The building is at 99 Creek
Street in the city’s central business district.The Ombudsman Commission conducted this investigation at the same time it
investigated the purchase of The Conservatory, Cairns, by the Public Officers
Superannuation Fund Board. There were a number of similarities:• both projects were an attempt to implement the government’s “one-stop-shop”
policy, under which govemment offices in overseas cities were to be located under
oneroo[• . some public officials were involved in both matters.
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• the Conservatory was purchased at a price two and a half times ~ts market value.
Attempts were made to sell Malagan House to the govemment at a similar exorbitant
mark-up.• both projects involved irregular fmancia) arrangements, rent paid for large amounts
of unused space, political interference in administrative functions, and administrative
incompetence. As a result, an environment was created where corruption could easily
occur.Twelve months on from the tabling of the original report, the Ombudsman
Commission finalised a status report on the implementation of the three
recommendations contained in the 1999 report.Recommendations from the MaJagan House report
Chapter 14 of the 1999 report made twelve findings of wrong conduct by people
involved in the transactions. Chapter 15 of the report then made three recommendations
based on those findings. The recommendations are targeted at the statutory office
holders and members of Parliament who have responsibility for the relevant areas of
govenunent.In the week following the finalisation of the report the Ombudsman Commission wrote
to the recipients of the recommendations. The Commission asked all the recipients to
give close consideration to the recommendations directed at them. They were also asked
to notify the Ombudsman Commission by 31 January 2000 of the steps they proposed to
take to give effect to the recommendations. On 3 August 2000 the Commission wrote
again to the recipients, reminding them of their obligations.Observations on the responses
The Comni.ission received a variety of responses from the recipients of the
recommendations.The main aim of the recommendations was to stop the lease of Malagan House
continuing to be a drain on the resources of the Consulate-General, the Department of
Foreign Affairs and the State as a whole. The Consulate-General was paying above-
market rentals for far more space than it needed and was also subsidising the space
occupied by Air Niugini.The Commission is generally pleased with the steps taken to stop this waste of money.
The then Acting Minister for Foreign Affairs, Moi Avei, announced in Parliament on 21
September 2000 that the Consulate-General had moved from Malagan House. This has
been confirmed by Consul-General Henry Koiaie. Although we understand that the
Consulate-General is now operating from temporary accommodation, the Ombudsman
Commission is pleased that tangible moves are being made to secure suitable and
appropriate long-term office space in Brisbane.The implementation of the recommendation relating to the three specific public officials
has been less successful. The Commission recommended that employers view the
ongoing or future employment of these individuals on the basis of the facts given in our
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an explanation, think about what the employee had done and what they could offer in the
future, and make a decision. The Prime Minister did so when appointing Sir Frederick
Reiher to his personal staff. However the further proposal to appoint Sir Frederick to the
National Fisheries Authority did not follow this process.Of very serious concern are the numerous recipients who did not respond at all to the
report and several follow up letters. These recipients have failed to fulfil their obligation
under Section 22(3) of the Organic Law on the Ombudsman Commission. The
Commission is seriously considering commencing court proceedings under Section 23 of
the Constitution.Next steps
This status report is only a report on how our recommendations are being implemented at
this time. It is not intended to be a once and for all summary of what action was taken as
a result of the Malagan House report.Malagan House, 99 Creek Street, Brisbane.
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Remember, for a few Kina you could sign away national integrity.
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..~———————————————-,National Goals and Directive Principles
In exercising its powers and dnties, the Ombudsman Commission will take fully into
acconnt Papua New Guinea’s National Goals and Directive Principles, as it is
required to do by the Constitution:5. Papua New Guinean ways
We declar.e our fifth goal to be to achieve development primarily through the use ofPapua
New Guinean forms ofsocial, political and economic organization.WE ACCORDINGLY CALL FOR-
(1) a futidamental re-orientation of our attitudes and the institutions of govemment,
commerce, .education and religion towards Papua New· Guinean forms of
participation, corisultation, and consensus, and a continuous renewal of the
responsiveness of these institutions to the needs and attitudes of the People; and(2) particular emphasis in our economic development to be placed on small-scale
artisan, service and business activity; and .(3) recognition that the cultural, commercial and ethnic diversity of our people is a
positive strength, and for the· fostering of a respect for, and appreciation of,
traditional ways of life and culture, including language, in all their richness and
variety, as well as for a willingness to apply these ways dynamically and creatively
for the tasks of development; and(4) traditional villages and communities to remain as viable units of Papua New
Guinean society, and for active steps to be taken to improve their cultural, social,
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6. ENFORCING THE LEADERSHIP CODE
The Leadership Code (Division III.2 of the Constitution) is a code of conduct that
PNG’s leaders are expected to know and follow. The Ombudsman Commission has
been given the authority by the Constitution and the Organic Law on the Duties and
Responsibilities ofLeadership to supervise and enforce the Leadership Code.LEADERSHIP DIVISION OPERATIONAL MATTERS
Wide-ranging changes to the structure and operations of the Leadership Division took
effect in early 2000. The Leadership Division is headed by a Director, Mr John
ToGuata, and is made up of an Annual Statements Assessment Unit and three
investigation teams.
a
PROCESSING LEADERS’ ANNUAL STATEMENTS
The Commission’s proposal to reduce the number of leaders required to submit annual
statements from 921 to about 330 is yet to be implemented. In the meantime, the
t, Leadership Division continues to use around 15% of the resources available to it in
f making sure leaders comply with the requirements of the leadership code in regard to
e leaders’ annual statements. The remaining 85% of resources are allocated to leadership
investigations.e Table 6.1 gives a general picture ofthe work of the Leadership Division by looking at
numbers Of incoming and outgoing documents over the last four years. Since 1997
there has been a significant decline in the number of annual statements lodged by
leaders and an increase in the number of reports on leadership cases submitted to the
,a Ombudsman Commission from the Leadership Division. The planned introduction of
:I a computerised returns system for annual statements is expected to make the process
Y of lodging annual statements simpler for leaders. This should result in an increase in
the number of annual statements received.TABLE 6.1: Leadership Division work – comparative data 1997-2000
1997 1998 1999 2000
Complaints received from:
• Members of Parliament 21 18 36 57
• Provincial Government members 26 6 22 21
• Others 6 6 14 20
Appointments letter issued 198 502 195 197
Vacating leadership positions (Section 35) 54 212 34 51
Annual statements received 480 557 357 308
Reminder letters for annual statements sent 571 465 302 347
Requesting further information (Section 21)~ 113 254 162 608
Submissions, reports and minutes 42 149 47 400
Rights to be heard 225 236 196 96
Letters about gifts and overseas travel 4 9 26 55
Reports to the Ombudsman Commission 18 30 27 44Chapter 6
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TABLE 6. 2: Outgoing correspondence relating to the
processIng ofleaders’ annual statements 2000i~i~gilf:Y7f”‘i:,+; 1ffi – f -t’ “J, lib~llglt ~~ M1O~;,s”jiGl~
Ministerial staff 57 103 19 2 0 0 0 28 125 I 0
Statutory 3 59 19 5 30 3 4 5 49 7 14
authority –members
Provincial govt 86 86 17 21 54 2 2 1 2 11 10
members
Overseas 9 4 0 0 2 1 1 0 2 2 I
missions
Departmental 14 18 4 5 40 1 I 7 16 6 10
heads
Constitutional 26 8 0 5 6 7 7 2 0 4 2
office-holders
MPs – 84 69 37 57 421 12 14 3 3 54 113Others 0 0 6 3 55 0 0 5 0 37 129
Totals 308 347 96 98 608 26 29 51 197 121 279
LEADERSHIP DIVISION – TARGETS AND PERFORMANCE INDICATORS
The Ombudsman Commission continues to monitor the Division’s performance –
closely during the year so that accurate and realistic performance indicators can be
established.On the basis of the Leadership Division’s output in 1999, a number of performance
indicators were set as targets for the Division to work towards in 2000. These
perforn:1ance- indicators are set below in italics; the targets achieved are listed
underneath each one in standard type.330 leaders’ files to be managed in relation to submission of annual statements,
responses to letters seeking advice, clearances and exemptions.By year’s end 308 annual statements had been received from leaders.
Around 100 leaders expected to require one or more reminder notices.
347 reminder notices had to be issued and 608 letters requesting further information.
25 “right to be heard” notices expected to be issued in relation to annual statements
(jar a leader not to submit an annual statement is a violation of the Leadership Code).96 “right to be heard” notices were sent out in relation to annual statements and
investigations.Reports on 10 leaders expected to be prepared and forwarded to the Office of Counsel
with a view to having them issued with rights to be heard and, if necessary, referred
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51 leadership investigations were completed to the stage that the Commission’s Office
of Counsel had been asked to provide advice and/or prepare appropriate referral
documents. Five of these were referred to the Public Prosecutor in 2000. Derails of
these five referrals follow in the next section.24 leadership files to be prioritised for investigation by the three investigations units.
The three investigations units put together a total of 28 new cases in 2000, in addition
to 12 cases that were carried over from 1999.30 leaders’ files to be assessed for potential issues.
The Assessment Unit reached this target by the middle of the year. By the end of 2000
they had assessed 66 cases.A further 20 leadership investigations were in progress at the end of the year.
LEADERSHIP PROSECUTIONS AND REFERRALS IN 2000
During 2000 a leadership tribunal dealt with one matter outstanding at the end of
1999:• Brigadier-General Jerry Singirok MBE.
In addition, five fresh cases were referred by the Ombudsman Commission to the
Public Prosecutor for prosecution before a leadership tribunal. This is the second-
highest number ofleaders referred in a single year. The highest is six, in 1992.The leaders referred in 2000, in order of date of referral, were:
• Michael Gene.
• JimKasMP.
• Peter Peipul OBE MP.
• Anderson Agiru MP.
• John WakonQPM.
Of those five, one (Kas) was referred by the Public Prosecutor to a leadership tribunal
and the case resolved. For various reasons explained below, the remaining four were
not resolved during 2000.An overview and details of each of the six cases follow.
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JERRY SINGIROK
Overview
Office Commander of the Defence Force (an office subject to
the Leadership’ Code by virtue of Section 26( 1)(i) of the
Constitution).
Date of referral to Public Prosecutor 6 August 1999.
Date of request for appointment of I November 1999.
tribunal
Date of appointment of tribunal 12 November 1999.
Composition of tribunal Mr Justice Moses Jalina (Chairman) and Senior
Magistrates Mr Cosmas Bidar and Ms Regina SallU.
Date of referral to tribunal 15 Pecember 1999.
Legal representation Mr Francis Kuvi and Mr Kathwa Umpake for the Public
Prosecutor; Mr Moses Murray and Mr Colin Mikail, of
Murrays Lawyers, for the leader.
Hearing dates 15 December 1999, 2, 3, 28 February and I, 2, 3, 6, 7, 8,
13,17,20 and 21 March 2000.
Decision and recommendation Guilty of 3 allegations; not guilty of 2 allegations –
tribunal recommended dismissal from office.
Date recommendation Riven 22 March 2000.
Implementation of recommendation 22 March 2000.
Judicial review On 24 March 2000 the leader applied for judicial review
of the tribunal’s decision and recommendation. Leave
was granted by the National Court (Sheehan J) on 3(}
August 2000. The application for judicial review was
heard by the National Court (Sheehan J) on 13 December
2000. As at 31 December 2000, judgment was reserved.
End result Subject to the outcome of the judicial review, the leader
is dismissed and disqualified from holding public office
under Section 3’1 of the Constitution until 23 March
2003.Details
Mr Singirok was appointed Commander of the Defence Force on IS November 1995.
His appointment was revoked on 17 March 1997 at the height of the Sand line crisis.
On 14 October 1998, he was reappointed as Commander.During 1997 and 1998 two separate Commissions of Inquiry were established to
inquire into the engagement, in early 1997, of Sandline International by the National
Government in connection with the Bougainville crisis, and related matters. The
second Commission of Inquiry, headed by Justice Sir Kubulan Los, reported
adversely on the conduct of Mr Singirok during his first term of appointment as
Commander. It concluded that he had received illicit payments from a foreign
military goods supplier, J & S Franklin Ltd.In October 1998 soon after Mr Singirok’s reappointment as Commander, the
Ombudsman Commission commenced its own independent investigation into the
matters uncovered by the Los Inquiry.On 18 May 1999 Mr Singirok was served with a right to be heard notice. He
responded in writing at the end of June 1999. The Commission deliberated on the
matter and concluded there was a prima facie case he had been guilty of misconduct
in office. Accordingly, the Commission was obliged by Section 29(1) of theChapter 6
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Constitution to refer the matter to the Public Prosecutor, which it did on 6 August
1999.The day prior to his referral to the Public Prosecutor Mr Singirok was suspended as
Commander by the Governor-General, acting in accordance with the advice of the
National Executive Council, under Section 193(3) of the Constitution. An Acting
Commander was appointed. However, this did not affect the jurisdiction of the
Ombudsman Commission as Mr Singirok continued to hold the office of Commander.On 1 November 1999 the Public Prosecutor, Mr Panuel Mogish, exercised his
discretion under Section 177 of the Constitution to bring proceedings against Mr
Singirok for misconduct in office. He did so by requesting the Chief Justice to
appoint an independent tribunal to investigate, inquire into and determine the alleged
misconduct. On 12 November 1999, Chief Justice Sir Arnold Amet appointed the
tribunal.On 15 December 1999 the matter was formally referred to the tribunal. The tribunal
ran from 2 February to 13 March 2000. On 17 March 2000 it announced its decision
in public.Mr Singirok was found gUilty of three allegations of misconduct in office. These
were:• Allegation No 1 – secretly receiving a series of payments totalling K68,000.00
from a foreign military supplier (J & S Franklin Ltd) at the time he was
Commander of the PNGDF, through a Visa Card account at Lloyds Bank
London, thereby putting himself in a conflict of interests, demeaning his office,
allowing his integrity to be called into question etc., contrary to Section 27 of the
Constitution. The tribunal highlighted the fact that having received the money,
Mr Singirok told nocone about it. To worsen the situation, he used the money for
p.ersonal and private purposes:• Allegation No 2 – accepting the above money without exemption from liability by
the Ombudsman Commission, contrary to Section 12(1) of the Organic Law on
the Duties and Responsibilities of Leadership. The tribunal noted that though this
,allegation relied on the same facts as the first one, the nature of the allegation was
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• Allegation No 4 -. glvmg a false fin;mcial statement to the Ombudsm;m
Commission by failing to declare the Lloyds Bank account and the gifts he had
received from Franklins, contrary to Section 4(6) ofthe Organic Law.Mr Singirok: was found not guilty of two allegations. These were:
• Allegation No 3 – overruling defence procurement procedures by entering into
arrangements with another supplier of military goods, Unicorn International Pte
Ltd.• Allegatien No 5 – failing to publicly apologise for his conduct at the Andrew
Commission of Inquiry at which he gave oral testimony regarding gifts and
benefits from Franklins which amounted to lying under oath.On 20 March 2000 the tribunal heard submissions on penalty and on 21 March 2000
armounced in public its decision.As to Allegation No I the tribunal concluded there was serious culpability on the part
of the leader and that public policy and the public good demanded that he be
dismissed. The tribunal highlighted a passage from the leadership tribunal case
concerning Mr Ted Diro (1991): ” … the conduct of leaders is subject to additional
obligations and additional statutory provisions have been enacted to enforce those
obligations”. The fact Mr Singirok did not put his hand in the “public till” was
irrelevant:Allegation Nos. 2 and 4 were considered together. Both Mr Singirok’s failure to seek
an exemption from the Ombudsman Commission regarding the payments he had
received through his Visa Card account at Lloyds Bank, London, and his failure to
disclose the existence of that account in his armual statement, were found to have a
common element: an intention to conceal the gifts he had received from Franklins.
This also amounted to serious culpability warranting dismissal from office.On 22 March 2000 the tribunal recommended to the Governor-General that Mr
Singirok be dismissed from office. On the same day the Governor-General acting in
accordance with the tribunal’s recommendation dismissed Mr Singirok from office as
Commander of the Papua New Guinea Defence Force.MICHAEL GENE
Overview
Offices Secretary, Department of Attorney-General (an office
subject to the Leadership Code by virtue of Section
26(1)(1) of the Constitution); Attorney-General.
..
Date of referral to Public Prosecutor 3 March 2000.
Date of request for appointment of 17 April 2000.
tribunal
Date of appointment of tribunal Tribunal not appointed.Chapter 6
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Result On 27 July 2000 the leader’s appointment as Secretary
(and Attomey-General) was revoked by the Govemor-
General acting on the advice of the National Executive
Council. As at 31 December 2000, Mr Gene had not
held any other offices subject to the Leadership Code,
so no further action could be taken by the Public
Prosecutor. Ifhe becomes a leader again the matter may
be reactivated.Details
On 30 January 1998 Mr Gene was appointed Secretary of the Department of
Attorney-General. He also became the Attorney-General of Papua New Guinea by
virtue of Section 5.ofthe Attorney-General Act.The allegation at the centre of this referral was that the leader swore an inappropriate
affidavit for use in a private legal action brought by a friend and colleague in a foreign
court, which contained statements highly prejudicial to the legal system ofPapua New
Guinea.It was alleged that by swearing the affidavit Mr Gene placed himself in a position
where he had a conflict of interests; demeaned his office of Attorney-General;
allowed his official and personal integrity to be called into question; and endangered
respect for and confidence in the integrity of government in Papua New Guinea,
contrary to Section 27 of the Constitution. It was also alleged he allowed his official
position to be used for the benefit of another person, contrary to Section 5(2) of the
Organic Law on the Duties and Responsibilities ofLeadership . .The affidavit was sworn by Mr Gene on 28 April 1998. It was filed in the Supreme
Court of Victoria in the case Gregory Toop v Mobil Oil New Guinea and Others. Mr
Toop was seeking to recover damages in a civil action against Mobil arising from an
armed robbery at the Mobil service station, Five Mile, Port Moresby, in December
1995. Mr Toop was a customer at the service station and suffered serious injuries
“‘during the course of the robbery.Mobil argued that the case should not be heard in Victoria. It should be heard in
Papua New Guinea. Mt Gene’s affidavit was filed for the purpose of defending an
application by Mobil to have the case permanently stayed on the ground that Victoria
was an inappropriate forum in which to institute the proceedings.In his affidavit Mr Gene staied amongst other things that there existed serious
problems in the courts in PNG ” … which would place Mr Toop at a distinct juridical
disadvantage ifhe were to proceed with his action in Papua New Guinea”. Mr Gene
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On 9 December 1998 Hr Justice Beach of the.8upreme Court of Victoria haried
down a judgment rejecting Mobil’s application and finding in favor ofMr Toop. This
judgment quoted several paragraphs of Mr Gene’s affidavit. The Ombudsman
Commission alleged that the actual effect of Mr Gene’s statements contained in the
affidavit was to lessen the confidence of a judge of a foreign jurisdiction in the Papua
New Guineajustice system.Although lodged in a private case the affidavit was a public document and it
transpired that the contents of it became the subject of media coverage in PNG, eg the
front page of the Post-Courier on 19 March 1999. It was alleged that the
circumstances in which Mr Gene made his sworn statements suggested that he was
prepared· to use his position as Attorney-General to advance the interests of a personal
friend in a private legal action commenced in a foreign jurisdiction.On 9 August 1999 Mr Gene was served with a right to be heard notice. He was given
until 30 August 1999 to respond. He sought and was granted two extensions of time,
to 30 September 1999 then to 16 November 1999. He failed to exercise his right to be
heard. On 3 January 2000 he requested further time but the request was declined.The Ombudsman Commission then deliberated on the matter. It concluded there was
a prima facie case he had been guilty of misconduct in office. Accordingly, it was
obliged by Section 27(1) of the Constitution to refer the matter to the Public
Prosecutor, which it did on 3 March 2000. The Public Prosecutor then considered the
matter. On 17 April 2000 he exercised his discretion to bring proceedings by
requesting Chief Justice Sir Amold Amet to appoint a leadership tribunal.On 25 April 2000 the Chief Ombudsman wrote to the Chief Justice pointing out that
he may not be the appropriate appointing authority for the tribunal. Section 27(7)(b)
of the Organic Law on the Duties and Responsibilities of Leadership provides that in
the case of alleged misconduct in office by a “Law Officer” the tribunal shall consist
of three Judges (rather than one Judge and two senior magistrates as is normally the
case) appointed by the Judicial and Legal Services Commission, not by the Chief
Justice. Mr Gene in his capacity as Attorney-General and principal legal adviser to the
National Executive was one of the country’s three Law Officers; the others being the
Public Prosecutor and the Public Solicitor. The Chief Ombudsman added however
that the matter was not free of doubt because of the wording of Section 180 of the
Constitution. Section 180 tends to suggest that only the Public Prosecutor and the
Public Solicitor are caught by Section 27(7)(b) of the Organic Law.The Chief Justice considered the matter in light of the Chief Ombudsman’s letter. On
22 June 1999 he advised the Public Prosecutor that he would in fact proceed to
appoint a tribunal as requested. However no appointment was made before 27 July
2000 when Mr Gene’s appointment as Secretary of the Department of the Attorney-
General (and hence Attorney-General) was revoked. Mr Gene on that date ceased to
be subject to the Leadership Code. No further proceedings could take place. The
matter is now on hold. It can be reactivated if and when Mr Gene occupies another
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JlMKAS
Overview
Offices Member for Madang Provincial; Governor, Madang
Province; Member, Madang Provincial Assembly
(offices subject to the Leadership Code by virtue of
Sections 26(1)(c) and 26(l)(d) of the Constitution).
Date of referral to Public Prosecutor 12 April 2000.
Date of request for appointment of 28 July 2000.
tribunal
Date of appointment of tribunal 7 August 2000.
Composition of tribunal Mr Justice Mark Sevua (Chairman) and Senior
Magistrates Mr Sition Passingan and Mr Mark Pupaka.
. Date of referral to tribunal 17 August 2000 .
Legal representation Mr Panuel Mogish, in person, for the Public Prosecutor;
Mr Gregory Sheppard, of Maladinas Lawyers, for the
leader.
Hearing dates 17 August, 6, 14,20,21,27 September 2000.
Decision and reconnnendation Guilty of the single allegation inquired into by the
tribunal- tribunal recommended dismissal from office.
Date recommendation given 4 October 2000.
Implementation of recommendation 5 October 2000.
Judicial review The leader applied for leave to seek judicial review of:
the tribunal’s decision to accept the leader’s guilty plea;
its decision on penalty; and its recommendation the
leader be dismissed. On 24 October 2000 the National
Court (Sakora J) refused leave. The leader then appealed
to the Supreme Court. As at 31 December 2000 the
appeal had not been heard.
Result Subject to the outcome of the appeal against refusal to
grant leave for judicial review, the leader is dismissed
and disqualified from holding public office under
Section 31 of the Constitution until 6 Octo,ber 2003.Details
On 16 July 1997 Mr Kas took office as the member for Madang Provincial in the
National Parliament. He thus became the Provincial Governor and a member of the
Provincial Assembly.On 21 February 1998 he was involved in an incident at Madang Airport. He was
running late for a flight he had booked to travel to Mt Hagen. He was drunk in a
vehicle (his own) and was driven to the airport by a drunken policeman. There were
two other drunken policemen in the vehicle. In an attempt to board the plane which
had taxied to the end of the runway and had its engines running preparing to take off,
he ordered his vehicle to be driven through a locked gate and across the aerodrome
next to the plane. He was waved away by the pilot. Mr Kas then returned to the airport
terrnina1 .and abused airline staff and airport officials. The incident was widely
reported in the media. On EMTV news the following evening an interview conducted
the day of the incident was telecast. In the interview he appeared drunk.He later faced crimmal proceedings over the incident. He was charged, together with
the three police officers, with an offence under Section 442(1)(a) of the Criminal
Code: dealing with an aircraft so as to endanger its free and safe use. He was found
guilty (together with the three police officers) by the National Court (Sawong J) in
November 1998 and sentenced to four years imprisonment.
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While the criminal proceedings were continuing, the O!l1budsman Commission
undertook its own investigation of Mr Kas’s conduct. On 4 January 1999, he was
served with notice of his right to be heard. By that time he was an inmate of the Beon
,Corrective Institution. ‘On 30 April 1999 the Supreme Court’ (Aniet CJ, Kapi DCJ, Woods J, Los J and
Sakora ‘J) upheld an appeal against the conviction of Mr Kas and the three police
officers. They were all released from prison.The Ombrrdsman Commission considered, that Mr Kas’s acquittal had no effect on the
allegations of misconduct in office. The Leadership Code and the Criminal Code are
two separate codes of conduct leaders’must adhere to. Acquittal or conviction under
one has no necessary flow-on effect on the initiation or result of proceedings under
the other.Mr Kas did not exercise his right to be heard and on 12 April 2000 he was referred to
the Public Prosecutor.On 17 August 2000 the Public Prosecutor referred the matter to the tribunal.
Originally, the Public Prosecutor’s reference consisted of four allegations arising from
the Madang airport incident. On 7 September 2000, however, the Public Prosecutor
withdrew his original reference and substituted it with a reference containing only one
allegation. The tribunal asked Mr Kas how he wished to respond. He replied that he
was wrong and guilty. This was the first time a leader had pleaded guilty (0
misconduct in office in a leadership tribunal.On 14 September 2000 the tribunal resumed and announced its decision. It noted that
Mr Kas’s -guilty plea was unequivocal. A number of aspects of his conduct were
highlighted. He had been drunk. He acted without lawful authority or excuse. He
clearly violated the, Ci;il Aviation Regulation and committed a criminal offence. ‘lIe
unlawfully directed the police officers to commit a criminal offence. He impeded the
pilot of an aircraft in the performance of his duties. He acted in an abusive manner
towards airline staff. His conduct was unbecoming of a leader, improper, unfitting and
disgraceful.The tribunal concluded that Mr Kas had demeaned his office; allowed his public
integrity and official integrity to ,be called into question; endangered respect for and
confidence in the integrity of govemment; and engaged in an activity that might be
expected to give rise to doubt in the public mind as to whether he was carrying out his
duties as a leader. He was found guilty of misconduct in office under Sections
27(1)(a), (b), (c) and (d) and 27(2) of the Constitution.The tribunal adjourned to 20 September to hear submissions on penalty. On the
aftemoon of 19 September 2000 however, the leader’,s lawyer delivered a letter to the
tribunal indicating that an application would be made for the tribunal to disqualify
itself. On 20 September the tribunal heard the application. The grounds were that in
making its decision that the leader was guilty the, tribunal had departed from the
statement of facts he had pleaded guilty to; had made findings of disgraceful and
improper conduct he had not been charged with; purported to find the leader guilty of
criminal offences; had failed to consider the transcript of the criminal trial in the
Nation!!l Court; and had found the leader guilty of a breach of Section 27(2) of the
Constitution when he had not beench!lrged with misconduct ,under that provision.
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Accordingly it Was argued the tribunal had acted in excess of its jurisdiction and
denied the leader natural justice in that its decision gave rise to a reasonable
apprehension of bias.The next day, 21 September 2000, the tribunal handed down its ruling on the
application. It dismissed the application. The tribunal also refused a request for a further
adjournment. It then heard submissions on penalty a,nd adjoumed to consider its final
decision.On 27 September 2000 the tribunal resumed. Prior to handing down its decision the
leader’s lawyer submitted that the tribunal should halt its proceedings on the ground
that thepreviols day the leader had commenced proceedings in the National Court
seeking an order of prohibition against the tribunal. The tribunal considered the
application. It ruled that in the absence of a Court order it would not stay its
proceedings. It proceeded to armounce its decision.The tribunal accepted that Mr Kas was sincere in accepting responsibility over his
foolish actions. But his successful appeal to the Supreme Court and his discharge
from prison were related to a matter under the Criminal Code. He was incareerated for
6 months but that did not relate to a Leadership Code offence.The tribunal concluded that Mr Kas’s conduct amounted to “serious culpability”. As
to “public policy and the public good” the leader breached the standard of conduct
expected not only by the people of Madang but the people ofPapua New Guinea. The
incident was in a public place, witnessed by the public and then played out in the
media resulting in the public perception of the leader’s conduct as a public disgrace.
He deserved the maximum penalty.Though there was no allegation of corruption, to recommend any other penalty would
downplay the seriousness and enormity of the incident. The Leadership Code is there
to protect people not only from corrupt but also improper conduct. There were a lot of
aggravating factors: driving a vehicle at high speed across the tarmac; stopping close
to an aircraft preparing for takeoff; abusing airline staff; and being drunk throughout
the incident. These deserved special condenmation.Reference was made to the leadership tribunal’s decision in Ted Diro ‘s case (1991)
that commented on the quality ofleadership PNG should have. The tribunal stated:The purpose of the Leadership Code is to protect and preserve the People of Papua
New Guinea from leaders whose conduct has been weighed in the balance and found
wanting. As the tribunal found serious culpability, it was bound to recommend
dismissaL On 4 October 2000 the tribunal conveyed its recommendation. to the
Governor-General. The next day Mr Kas was dismissed from office.Chapter 6
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PETER PEIPUL
Overview
Offices DeputyLeader of the Opposition; Member for Imbonggu
Open; Member, Southern Highlands Provinci;ll
Assembly (offices subject to the Leadership Code by
virtue of Sections 26(1)(b), 26(1)(c) and 26(1)(d) of the
Constitution).
Date of referral to Public Prosecutor 7 AU2ust 2000.
Date of request for appointment of 8 December 2000.
tribunal
Date of aooointment of tribunal 21 December 2000.
Composition of tribunal Mr Justice Maurice Sheehan (Chairman) and Senior
Ma2istrates Mr Orim Karapo and Mr lova Geita.
Status at end of 2000 As at 31 December 2000 the matter had not been
referred to the tribunal.Details
On 16 July 1997 Mr Peipul took office as the member for Imbonggu Open in the
Nlltional Parliament and became a member of the Southern Highlands Provincial
Assembly. He had previously held a· number of other leadership positions over a
period of fourteen years. He had been a member of the Public Services Commission
(pSC), an ambassador and head of two government departments. From July 1997 he
was a member of the Opposition when Mr Bernard Narokobi was the Leader of the
Opposition. In November 1998 he moved to the Government. On 3 December 1998.
he was appointed Minister for Public Service by the Prime Minister Mr Bill Skate.Mr Peipul had statutory and pOIltical responsibility for the PSC and the Department of
Personnel Management. At the time of his appointment there was a vacancy’in one of
the three offices of member of the PSC. These are constitutional office-holder
positions.Six days after he was appointed Minister Mr Peipul instructed the Secretary for
Personnel Management, Mr Bill Kua, to prepare a National Executive Council (NEC)
submission for his signature, recommending that Moses Ipu Tawa.be appointed to the
vacant PSC position. Mr Tawa is Mr Peipul’s brother. Mr Peipul did not tell Mr Kua
that Mr Tawa was his brother. He proceeded to present a submission to the NEe;
recommending his brother’s appointment. There was no mention in the submission
that Mr Tawa was his brother. The Governor-General, acting on the advice of the
NEC, made the appointment in late December 1998.On 29 December 1998 Mr Peipul wrote to the Ombudsman Commission stating that
the new member of the PSC was his ”blood brother”. On 30 December 1998 the Chief
Ombudsman replied, seeking further information from Mr Peiptil as well as drawing
his attention to various relevant laws. Mr Peipul was asked to respond by 5 January
1999 but failed to do so. Follow-up letters were sent. Mr Peipul was asked to contact
the Chief Ombudsman by telephone, but never did. Mr Peipul eventually responded
on 8 February 1999, but his response was incomplete. In view of.his failure to fully
co-operate and the seriousness of the suggestion he had engineered a constitutional
appointment for his brother within a matter of days after being appointed as the
Minister the Ombudsman Commission decided on its own initiative to conduct an
investigation into suspected misconduct in office.
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The Commission discovered that after Mr Peipul received the Chief Ombudsman’s
letter of30 December 1998 he arranged the revocation ofMrTawa’s appointment and
Mr Tawa’s immediate reappointment. But the Commission was still concerned that
Mr Peipu1 had not complied with the Leadership Code. Section 6 of the Organic Law
on the Duties and Responsibilities of Leadership imposes strict procedures in cases
where leaders deal with lJlatters in which their associates have an interest. These
. procedures had again, evidently, been by-passed.In July 1999 the Government changed and Mr Peipul ceased to be a Minister. He then
became Deputy Leader of the Opposition. On 31 August 1999 a right to be heard
notice was served on him. On 2 September 1999 he responded in writing. He
maintained his brother was the best-qualified person for the job and all requirements
of the Leadership Code had been satisfied.The Ombudsman Commission deliberated on Mr Peipu1’s response and concluded
there was a prima facie case he had been guilty of misconduct in office. On 7 August
2000 the matter was referred to the Public Prosecutor. In the statement of reasons
presented to the Public Prosecutor the Ombudsman Commission stated that Mr
Peipul:• Directed his Departmental Head, Mr Kua, to prepare a submission recommending
his brother for appointment to a constitutional office and did not advise him or
anyone else that it was his brother he was recommending.• Did not meaningfully consider any person other than his brother for appointment
and put a misleading submission to the NEe.• Flouted the requirements of the Constitution concerning consultation wIth the
Permanent Parliamentary Committee on Appointments and manipulated the
appointment procedures prescribed by the Constitution.• Falsely stated to the National Executive. Council on two occasions that
consultation with the Permanent Parliamentary Committee on Appointments had
occurred.• Engaged in a duplicitous course of conduct motivated by the desire to get his
brother appointed to a senior public office.• Compromised the position of the Chairman of the Permanent Parliamentary
Committee on Appointments by presenting him with a prepared letter and asking
him to sign it.• Knowingly placed his Excellency the Governor-General in a position where he
executed an instmment that contained a false statement.• Arranged the revocation of the appointment of a constitutional office-holder and
his immediate reappointment, without regard to the constimtional implications
of his actions.Chapter 6
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In the statement of reasons the Ombudsman Commission noted widespread
concerns in PNG about nepotism. The word “nepotism” is defined by the New
Oxford dictionary (1998 edition, Oxford University Press) in the following terms:There was a prima facie case that Mr Peipul had engaged in nepotism in that he:
• Placed himself in a position where he had a conflict of interests, contrary to
Sectiori 27(1)(a) of the Constitution.• Demeaned the office of Minister for Public Service, contrary to Section 27(1)(b) of
the Constitution.• Allowed his official.and personal integrity to be called into question, contrary to
Section 27(1)(c) of the Constitution.• Endangered respect for and confidence in the integrity of govemment in Papua
New Guinea, contrary to Section 27(I)(d) of the Constitution.• Failed to reveal to the Ombudsman Commission, the Parliament and the National
Executive Council the nature and extent of his associate’s interest in a matter with
which he had to deal in an .official capacity, contrary to Section 6(1) of the
Organic Law on the Duties and Responsibilities ofLeadership.• Took part in the deliberations and decisions to appoint his brother as a member of
the PSC without the express approval (by resolution) of the NEC contrary to
Section 15(3) of the Organic Law on the Duties and Responsibilities of
Leadership.The Public Prosecutor deliberated on the matter and on 8 December 2000 exercised
his discretion to bring proceedings by requesting the Chief Justice to appoint a
leadership tribunal. The tribunal was appointed on 21 December 2000 and was
expected to commence its hearings early in 200 I.ANDERSON AGIRU
Overview
Offices Member for Southern Highlands Provincial; Governor,
Southern Highlands Province; Member, Southern
Highlands Provincial Assembly (offices subject to the
Leadership Code by virtue of Sections 26(1)(b), 26(1)(c)
and 26(1)(,1) of the Constitution).
Date of referral to Public Prosecutor 9 November 2000.
Status at end of 2000 As at 31 December 2000, the Public Prosecutor had not
made a decision whether to bring proceedings. So no
request had been made for appointment of a tribunal.Chapter 6
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Details
On 16 July 1997 Mr Agiru took office as the member for Southern Highlands
Provincial. He thus became the Provincial Governor and a member of the Provincial
Assembly, He had previously held leadership positions as a member of the official
personal staff of a number of different Ministers over a period of nine years.Various allegations of misconduct in office had been put to Mr Agiru in four separate
right to be heard notices given to him in the period from December 1997 to September
2000. .In December 1997 Mr Agiru was given notice of his right to be heard on his alleged
failure to give annual statements to the Ombudsman Commission for the years
1993/94; 1994/95 and 1995/96.In January 1998 Mr Agiru was given a right to be heard on his alleged failure to give
an armual statement to the Ombudsman Commission for the year 1996/97.In August 2000 Mr Agiru was given a right to be heard on his alleged unlawful
possession of a high-powered firearm. This matter came· to light when an article
headed “Only God will remove us … ” was published on page 3 of the 31 July 2000·
edition of the Post-Courier newspaper. A photograph showing Mr Agiru at Mendi
airport shaking hands with the Minister for Provincial and Local-level Govemment
Affairs, Mr Iairo Lasaro, accompanied it. In his left hand Mr Agiru was carrying what
appeared to be an AR-15 semi-automatic high-powered firearm. Three other members
of the Parliament also appeared in the photograph.In September 2000 Mr Agiru was given notice of his right to be heard on his alleged
fuilure to give armual statements to the Ombudsman Commission for the years
1997/98 and 1998/99.Mr Agiru did not respond to any of the above right to be heard notices.
The Ombudsman Commission deliberated on these matters and concluded there was a
prima facie case that Mr Agiru was guilty of misconduct in office. Accordingly, the
Commission was obliged by Section 29(1) of the Constitution and Sections 17(d),
20(4) and 27(1) of the Organic Law on the Duties and Responsibilities of Leadership
to refer the matter to the Public Prosecutor, which it did on 9 November 2000.The Ombudsman Commission’s statement of reasons puts the allegations of
misconduct in office into two categories.First, the six armual statements that Mr Agiru has allegedly failed to submit to the
Ombudsman Commission. It is alleged that .as a consequence he has committed
misconduct under Section 4(6)(a) of the Organic Law on the Duties and
Responsibilities ofLeadership.Secondly, the Mendi airport incident. It is alleged that Mr Agiru did not have a
firearm licence; illegally carried the firearm in a helicopter; illegally carried the
firearm in a public place; allowed himself to be photographed carrying the firearm;
and misled the media and the/public by stating he had a licence for a high-powered
firearm when in fact he was. unlicensed.Chapter 6
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Consequently there is a prima facie case that Mr Agiru:
• Demeaned the leadership offices he holds, contrary to Section 26(1 )(b) of the
Constitution.• Allowed his official and personal inte’grity to be called into question, contrary to
Section 26(1)(c) of the Constitution.• Endangered and diminished respect for and confidence in the integrity of
goverument, contrary to Section 26(1)( d) ofthe Constitution.• Engaged in activities that might be expected to gi’ve rise to doubt in the public
mind as to whether her was carrying out his duties as a leader, contrary to Section
27(2) of the Constitution.The matter remains in the hands of the Public Prosecutor.
‘., JOHN WAKON
Overview
Offices Commissioner of Police; Departmental Head,
Department of Police (offices subject to the Leadership
Code by virtue of Sections 26(1 )(h) and 26(1)(1) of the
‘I’
Constitution).
I
Date of referral to Public Prosecutor 20 December 2000.
Status at end of 2000 As at 31 December 2000, the Public Prosecutor had not
made a decision whether to bring proceedings. So no
request had been made for appointment of a tribunal.Details
On 20 July 1999 Mr Wakon was appointed to the office of Commissioner of Police. He
was also appointed Departmental Head of the Department of Police under Section 27 of
the Public Services (Management) Act.The allegation at the centre of this referral is that the leader received motor vehicle
allowances to which he was not entitled and that he obtained the allowances under a
false pretence. It is alleged that he represented that he had pilrchased a motor vehicle
from his executive officer when no such transaction took place.
Under a contract of employment between the leader and the State, the leader was entitled
to:(a) a vehicle allowance paid fortnightly at a rate ofK31,800.00 per annum; or
(b) a fully serviced and maintained vehicle provided to him and paid for by the State
on a 24 hour unrestricted use basis.The Ombudsman Commission alleges that he has since September 1999, been receiving
the benefit of both (a) and (b).On 30 May 2000 Mr Wakon was served with a right to be heard notice. He replied
promptly in writing.Chapter 6
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: ‘61
!
The Ombudsman Commission then deliberated on the matter. Out of fairness to the
leader it took into account a number of matters that might be regarded as extenuating I.circumstances. In particular it considered whether Mr Wakon’s conduct might be I
regarded as an “administrative indiscretion” rather than misconduct in office;However, the OmbudsmllIl Commission considered that the Commissioner of Police has
a heightened duty, compared to other leaders, to abide by the law. He is the head of a
disciplined fonce, a conspicuous leader who must be beyond reproach. To be seen to
receive allowances to which he is not entitled can have a serious adverse effect on the
morale of the force and the effectiveness of the command and control structure.The Ombudsman Commission concluded that there was a prima facie case Mr Wakon
had been guilty of misconduct in office. Accordingly it was obliged by Section 27(1) of
the Constitution to refer the matter to the Public Prosecutor, which it did on 20
December 2000.The matter remains in the hands ofthe Public Prosecutor.
M II-lI-s.rRY
“‘” “h
1′(.”‘101..{ VI..VV
lA””‘”Leaders must never place themselves in a position where
they could have a conflict of interests, or where they could
be compromised in any way.Chapter 6
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– reprimanded
4 LEO MORGAN Department of Works
OPAl KUNANGEL
9 EZEKIEL BROWN
10 mLIUS Minister; Minister
OBUM MAKARAI
KEDEAURU National14 MP
15 SUSUVE L~um=~ Chief of Staff, Office of Prime 1990 Public Prosecutor failed
Minister to refer matter to tribWlal17 ESEROM BUREGE
Minister; 1991 Guilty-
for Forests for dismissal- but
resigned before19 TOMAMAIU MP 1992
ILA 1992 Guilty- but
before decision on21 PETER guilty-
23 MELCHIOR PEP MP guilty –
dismissed24 PHILIPLAKI MP
dismissal – but resigned
before dismissal effectedChapter .6
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I
II
MP; 1995
and Provincial AffairsMP; Minister for Civil Aviation
GABRIEL A Secretary, Department of Foreign
AffairsJERRY SINGIROK Connnander of Defence Force 1999 Guilty – dismissed
(judicial review byJIMKAS MP; Governor, Madang
of the
unal
,d,diu
gned
fecledChapter 6
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Chapter 6
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Purposes of the Ombudsman Commission
Section 218 of the Constitution states:
The purposes of the establishment of the Ombudsman Commission are-
(a) to ensure that all governmental bodies are responsive to the needs and aspirations of
the People; and(b) to help in the improvement of the work of governmental bodies and the
elimination of unfairness and discrimination by them; and(c) to help in the elimination of unfair and otherwise defective legislation and practices
affecting or administered by governmental bodies;. and(d) to supervise enforcement of Division III.2 (leadership code).
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7. OMBUDSMAN COMMISSION IN COURT
OVERVIEW
The Ombudsman Commission continued to be involved in a wide range of court
proceedings in 2000. For the first time the Commission was subject to defani.ittfofi
proceedings. This occurred in January after the Commission issued a press release
about an investigation being conducted under the Leadership Code.In what has become a familiar pattern the two leadership tribunal decisions in 2000
(Singirok and Kas, reported in Chapter 6) were subject to judicial review. There is no
right of appeal against the decision of a tribunal. But those aggrieved can and almo.st
invariably do apply for leave to seek judicial review.Litigation surrounding the Commission’s 1999 report into the purchase of The
Conservatory building in Cairns by the Public Officers Superannuation Fund Board
continued in 2000. Alfred Manase, trading as Pato Lawyers, commenced proceedings
aimed at nullifying a recommendation that that law firm be banned from acting for the
State for five years due to its role in the purchase.The duty of the National Parliament to sit regularly – an issue apparently resolved in a
Special Reference by the Ombudsman Commission under Section 19 of the
Constitution in 1999 – was revisited in two separate proceedings in 2000. In June the
Parliament applied to the Court under the so-called “slip rule” to have the Court’s
decision in SCR No 3 of 1999 (see the 1999 annual report) set aside. Iri-Vctober the
Governor-General, acting on the advice of the National Executive Council, brought a
new reference that raises many ofthe same issues covered by the 1999 case.Consistent with the classification of Court proceedings introduced in the 1999 annual
,report, cases in this chapter are dealt with as follows:• cases resolved during the year;
• cases pending – those unresolved at the end of the year.
The two cases classed as resolved are Singirok v Leadership Tribunal and the State
and Kas v Leadership Tribunal and the State. Each was an applicatiun for leave to
seek judicial review of the decision of a tribunal recommending dismissal from office.
Both cases, however, led to’subsequent proceedings which were unresolved at the end
of the year. In Singirok the application for leave was granted· in August and a
substantive judicial review was heard in December, with judgment reserved. In Kas
the application was refused in October and this led to an appeal to the Supreme Court
that had not been heard at the end of2000.Chapter 7
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TABLE 7.1: Court cases 2000
CASES RESOLVED
National Court March 2000- Application for leave to
Tribunal and the State OS 141 August 2000 seekjudicial review of
(No I) leadership tribunalKas v Leadership National Court October 2000 Application for to
Tribunal and the State OS 570 of 2000 seek judicial review of
(No 1) N2010 leadership tribunal
decision refused –
filed
CASES PENDING
National Court uu~:mem reserved
OS 177 of 1991
Conunission
“alJunal Court reserved
Bowl v Ombudsman OS 306 of 1996 December 2000
Commission
Berghuser v Ombudsman National Court October 1997 – Judgment reserved
Conunission OS 320 of 1996 December 2000
Kumbakor v Hitolo, Geno National Court 2000- Trial date to be set
and Pentanu WS 40 of2000 2000
Supreme Court Reference Supreme Court June 2000- Judgment reserved
No 3 of 1999 – Special SCR 3 of 1999 December 2000
Reference by the
Ombudsman Commission
Supreme Court Reference Supreme Court September 2000 – Set hearing in
No 3 of 2000 – Special SCR 3 of2000 December 2000 early 2001
Reference by the
Governor-General
August Judgment reserved
Tribunal and the State OS 141 December 2000Manase 11 aU’ll1g as Court September 2000 – Trial date to be set
Pato Lawyers v OC 582 of 2000 December 2000
Ombudsman
Commission, the
Attorney-General and theSupreme Court
SCM 11 of 2000 December 2000Chapter 7
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CASES RESOLVED
SINGmOK v LEADERSHIP TRIBUNAL AND THE STATE (No 1)
National Conrt
SheehanJ
24,31 Angnst 2000On 22 March 2000 the Governor-General Sir Silas Atopare dismissed Mr Jerry
Singirok as Commander of the Defence Force in accordance with the recommendation
of a leadership tribunal. The tribunal case is reported in Chapter 6. Two days after his
dismissal Mr Singirok filed an application for leave to seek judicial review of the
tribunal’s recommendation.The application for leave was argued before Sheehan J on 24 August 2000. Messrs
Moses Murray and Colin Mikail of Murray and Associates represented Mr Singirok.
The Acting Solicitor-General, Mrs Hitelai Polume’Kiele, represented the tribunal and
the State.Mr Murray did not raise any challenge to the tribunal’s decision that the leader was
guilty of misconduct in office. The challenge was confined to the penalty. It was
argued that no reasonable tribunal could have recommended dismissal given the
circumstances of the case; that the tribunal had not taken into account the good things
Mr Singirok had done for the nation; that the tribunal had failed to consider Mr
Singirok’s honesty during 1997 in returning US$450,000.00 seized from Sandline
personnel and which he had been keeping in his house for some months; and that the
tribunal had in effect found Mr Singirok guilty of accepting a bribe from the Franklins
company when he had not been charged with bribery.The Acting Solicitor-General argued that the tribunal applied the relevant provisions
of the Constitution and the Organic Law on the Duties and Responsibilities of
Leadership when it addressed the question of penalty; thatthe tribunal had a strictly
confined discretion; that it had exercised that discretion carefully and taken into
account all relevant considerations; and that accordingly an arguable case had not
been established.On 31 August 2000 Sheehan J handed down an oral decision. His Honour said he was
I
satisfied that Mr Singirok had the necessary standing to bring the application. He was
also satisfied he had raised an arguable case and was therefore entitled to have his·
case heard in a substantive hearing. His Honour added that he did not intend to make II
any further comment on the merits ofthe application for leave to seek judicial review. IThe case was put in the callover list to obtain a date for judicial review. The i
I’
substantive hearing was held on 13 December 2000, also before Sheehan J, and is !I
reported below as a case pending. II
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KAS v LEADERSIDP TRIBUNAL AND THE STATE (No 1)
National Court
SakoraJ
16, 24 October 2000This was an application for leave to seek judicial review of various decisions of and
surrounding a leadership tribunal that recommended the Governor of Madang
Province, Mr Jim Kas, be dismissed from office. The Governor-General dismissed
him on 5 October 2000. The tribunal case is reported in Chapter 6.Mr Kas sought leave to review the following decisions:
• The tribunal’s decision of 14 September 2000, after accepting his guilty plea, in
which it gave detailed reasons for its conclusion that he was guilty of
misconduct in office.• The ruling of 21 September rejecting an application that the tribunal should
disqualify itself on the grounds of bias.• A subsequent ruling of 21 September rejecting an application for a one-week
adjournment.• The decision on penalty of 27 September recommending that Mr Kas be
dismissed.• The formal recommendation to the Governor-General of27 September.
• The dismissal ofMr Kas by the Governor-General of 5 October.
Mr Kas’s lawyer, Mr Greg Sheppard of Maladinas Lawyers, argued that the tribunal
exceeded its jurisdiction. At the start of the case the leader, the Public Prosecutor and
the tribunal agreed, and it had been determined by the tribunal, that its proceedings
would be akin to criminal proceedings. When the leader pleaded guilty he was only
accepting what was within the four corners of the single “charge” preferred against
him and. the statement of facts sununarised in the Ombudsman Commission’s
statement of reasons – nothing more. On 14 September the tribunal went beyond those
four corners. It made findings of fact and law that had not been put to the leader. It
therefore breached the rules of natural justice. Furthermore, the tribunal’s various
statements condemnatory of the leader gave rise to a reasonable apprehension of bias.Mr Sheppard argued that the tribunal should have conducted its proceedings in so far
as dealing with the guilty plea was concerned as if it were a criminal court. It should
. have just announced that it accepted the guilty plea and found Mr Kas guilty of
misconduct in office; and then invited submissions on penalty.lri the National Court Sakora J delivered a 27-page judgment, refu~ing leave. His
Honour emphasised the fundamental principle that in considering leave for judicial
review the court is not concerned with the merits of the decision but ”the decision-
making process itself”. He spelt out the purpose of the requirement to seek leave: to
detect unmeritorious challenges “before they clog up the system”. He explained the four
factors that the National Court must consider: sufficient interest; an arguable case;Chapter 7
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I’
exhaustion of other remedies; and whether there has been delay. in making the
application for leave. His Honour said there were no problems With three of the four I
prerequisites: Mr Kas had a sufficient interest, he had exhausted other remedies and I.there was no delay.
He then ciune to the crux of the case – whether there was an arguable case. Sakora J
stated:His Honour noted that there were various “unfortunate and premature” remarks.in the
tribunal’s decision of 14 September. Nevertheless the tribunal’s decision was based
on factual circumstances properly before it. The tribunal was quite justified in
referring to these in its remarks.As to the tribunal’s decision not to disqualify itselfSakora J stated:
Sakora J seemed to be indicating that though criticism might be made of the tribunal
for the manner in which it conducted itself that did not necessarily mean it was biased
or that a reasonable apprehension of bias had arisen or it had committed a
jurisdictional error.His Honour considered the recommendation of 27 September 2000 and the actual
dismissal from office effected on 5 October 2000 and found no arguable case of error of
law. The application for leave was therefore refused.On 16 November 2000 Mr Kas appealed to the Supreme Court against Sakora J’s
judgment. At the end of2000 a hearing date had not been set. .Chapter 7
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CASES PENDING
NATIONAL PROVIDENT FUND BOARD OF TRUSTEES v OMBUDSMAN
COMMISSION
National Court
Sheehan J
8 October 1991This case arose when the Ombudsman Commission lauuched a major investigation
under the Organic Law on the Ombudsman Commission into the decision of the
National Provident Fuud Board to award a substantial contract for management of its
superannuation fund to an overseas company.The Board argl.ed that it was not within the jurisdiction of the Ombudsman
Commission. On the other hand, the Commission argued that the Board was a
“governnlental body” and therefore its conduct could be investigated.At the end of2000 judgment was still reserved.
TONY CHAN AND GOLDEN BOWL PTY LTD v OMBUDSMAN COMMISSION
National Court
Hinchliffe J
21 October 1997Mr Chan and Golden Bowl Pty Ltd applied for judicial review of the Ombudsman
Commission’s preliminary report of the investigation into the awarding of contracts
for the Port Moresby water supply project. The contracts for this project, worth in
excess of KI billion, were awarded in 1995. A report of the Commission’s
investigation was presented to the Parliament in October 1996. Both Mr Chan and his
company were mentioned in the report.The plaintiffs argued that the Commission did not have the power to report on private
individuals and companies and had not given them an adequate opportuuity to state
their case and was biased. .SIR HUGO BERGHUSER v OMBUDSMAN COMMISSION
National Court
Hinchliffe J
21 October 1997Sir Hugo Berghuser was also mentioned in the Water Report. He applied for judicial
review and his case was argued, together with Mr Chan’s case, before Hinchliffe J in
October 1997.At the end of 2000 judgment was still reserved.
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KUMBAKOR v HITOLOj GENO AND.PENTANU
NationalCo~rtThis is a defamation action commenced by the member for Nuku Open, Mr Andrew
. Kumbakor.On 11 January 2000 the Commission issued a press release on a leadership
investigation concerning Mr Kumbakor. He was at the time the Minister for Rural
Development.
:’,!The following week Mr Kumbakor filed a defamation writ in the National Court
against the three members of the Commission. The writ sought an injunction
restraining further publication of the statements in the press release and damages.It was claimed the press release contained unfounded imputations and defamatory
innuendoes. Further, Sections 17 and 20 of the Organic Law on the Ombudsman
Commission prohibited the publication of such statements. Section 17 states the
Commission must conduct every investigation in private. Section 20 of the Organic
Law on the Ombudsman Commission obliges all members and officers of the
Ombudsman Commission to maintain secrecy in relation to the affairs of the
Commission. It was claimed that by breaching these obligations the defendants
“injured the good name and standing of the plaintiff and induced others to shun, avoid
or despise him as the Member for Nuku and a Minister of the Government”.
,I
Pato Lawyers, acting forMr Kumbakor, filed a number of affidavits from people in lil
Mr Kumbakor’s electorate deposing that they previously respected him but after the
press release they despised, shunned, avoided or gQssiped about him.On 12 May 2000 the Ombudsman Commission filed its defence. This explained why
the press release was issued. The person who made the complaint about the conduct
of the leader planned to issue a press release stating that the investigation of his
complaint had been delayed by “bribery and corruption” in the Ombudsman , ICommission and the Police Fraud Squad. It was therefore decided that the most I
appropriate thing to do was to respond to the allegations made by the complainant
immediately.The Commission asserted that the press release was not defamatory. But if it was
there were defences available under the Defamation Act that made the publication
lawful. These were: the issuing of the press release was published in the course of an
official inquiry under the Organic Law on the Duties and Responsibilities of
Leadership; .the press release amounted to fair comment respecting the conduct of a
public officer in the discharge of his public functions; all the statements were true and
it was for the public benefit that the press release be issued; and the press release was
published in good faith for the public good. The Commission denied breaching
Sections 17 or 20 of the Organic Law on the Ombudsman Commission.At the end of 2000 a date for the trial had not been set.
I
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SUPREME COURT REFERENCE No 3 OF 1999
Supreme Court
Amet CJ, Kapi DCJ, Los J, Sheehan J, Sakora J, Sevua J
28,30 November 2000This was a special reference to the Supreme Court under Section 19 of the
Constitution by the Ombudsman Commission. Section 19 allows a limited number of
authorities including the Ombudsman Commission to seek from the Supreme Court a
binding opinion on any question relating to the interpretation or application of any
provision of a Constitutional Law. In 1999, the Ombudsman Commission sought the
Court’s binding opinion on the application of Section 124(1) of the Constitution and a
number of other provisions dealing with meetings of the Parliament.Section 124(1) states:
The Parliament shall be called to meet not more than seven days after the day
fixed for the return of the writs for a general election, and shall meet not less
frequently than three times in each period of 12 months, and, in principle, for
not less than nine weeks in each such period.The reference was brought amid growing public concern about prolonged
adjoumments of the Parliament. In the parliamentary year that commenced on 16 July
1998 the Parliament had met for only 17 days when on 2 December 1998 it decided to
adjourn until 13 July 1999, a period of more than seven months. If the Parliament
were to meet on each of 13, 14 and 15 July 1999, the most it could sit was 20 days.
This seemed substantially less than “nine weeks”. The Ombudsman Commission was
concerned that Parliament was not fulfilling its constitutional obligations and decided to
refer the question to the Supreme Court.There were two main issues in Supreme Court Reference No 3 of 1999:
• Was Section 124(1) of the Constitution breached by reason of the adjournment
of Parliament from 2 December 1998 to 13 July 1999?• If the Constitution was breached, can any action be taken to remedy that
breach?The Supreme Court’s original decision was handed down in June 1999 and is reported
in detail in the Ombudsman Commission’s 1999 annual report. It was decided by a
6:1 majority that the Parliament breached Section 124(1). The following principles
emerged:.• The Parliament has a duty to sit, in principle, for 63 days each parliamentary year.
• During 1998-1999 the Parliament was in clear breach of the Constitution.
• If the Parliament fails to comply with that duty proceedings may be commenced
in the National Court by a person or authority (e.g. the . Ombudsman
Commission) to enforce the duty.• The National Court can, in an appropriate case, Issue orders requiring the
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In June 2000 the Parliament filed an application to have that decision set aside relying
on the so-called “slip rule”.The application was heard in November 2000 by a six-member Supreme Court bench.
This comprised six of the seven Judgls who dealt with the case in 1999. The only
omission was Sir Robert Woods who had resigned in the interim.Mr Camillus Narokobi ofNarokobi Lawyers rIJPresented the National Parliament. He
asserted that the majority ofthe Supreme Court made mistakes or “slips” in their June
1999 judgements. In particular, they overIooked the constitutional sIJParation of
powers between the legislature (the Parliament) and the judiciary (the Courts). This
led to an injustice to the Parliament and to individual members of the Parliament. The
I
Court should set aside the 1999 decision and allow reargument of the issues. I
The National Executive Council was granted leave to be a party to the proceedings
and was represented by Dr John Nonggorr of Nonggorr and Associates. Dr Nonggor
supported Mr Narokobi’s submissions. The Court had misinterpreted Section 124(1)
of the Constitution. The Parliament’s duty was only to meet for nine weeks “in
principle”. The Constitution was just telling the Parliament what it should aim to do.
If it didn’t meet the aim that was a matter for the Parliament. It did not follow that the
Constitution was breached.The Ombudsman Commission was represented by Counsel David Cannings and
Senior Legal Officer Tabitha Suwae. The Commission argued that Supreme Court
Reference No 3 of 1999 was a momentous constitutional decision carefully and
correctly made and the application to set it aside puts in issue the principle of certainty
in the law. There were no material mistakes made in the 1999 decision. The
Parliament had had ample opportunity to make submissions on all aspects of the case.
Fresh argument should not be permitted. Most of the arguments now being
propounded were a rehash of arguments rejected previously. There was a handful of
new arguments but they should not be permitted to be raised now, more than 12
months after the Court had given its decision. The jurisdiction to reopen a decision
could only be exercised in rare and excIJPtional circumstances which did not exist
here.The Supreme Court finished hearing the slip rule application on 30 November 2000
and reserved its judgment.SUPREME COURT REFERENCE No 3 OF 2000
Supreme CourtThis is another Supreme Court reference filed under Section 19 of the Constitution. It
also raises questions as to Parliament’s duty to meet regularly. It was filed in October
2000 in the name of Governor-General, Sir Silas Atopare, acting on the advice of the
National Executive Council.The questions raised are:
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Question 1
What do the following words and expressions in Section 124(1) of the Constitution mean:-
(a) “meet”?
(b) “in principle”?
(c) “nine weeks”?Question 2
If the words “nine weeks” in Section 124(1) refer to a defined number of days, what
constitutes a day?Question 3
If the Parliament is adjourned for lack of quorum on a “day” scheduled for it to “meet”
within the meaning of those words as interpreted in answer to questions 1 and .2, is such
adjourned day included in the number of days the Parliament is required to meet?Question 4
Is it mandatory for the Parliament to “meet” for “nine weeks” within the meaning of these
expressions as interpreted in answer to question 1?Question 5
If the answer to question 4 is yes – is the Parliament in breach of Section 124(1) of the
Constitution if it does not meet for the required period?Question 6
If the answer to question 5 is yes, and if, within a period of 12 months of a Parliament year,
the Parliament completes its business in less than “nine weeks” within the meaning of that
expression as interpreted in answer to question 1, is it still in breach of Section 124(1) of
the Constitution?Question 7
If the answer to question 5 or 6 is yes – in either case, who is to be held q,”ponsible for the
breach?Question 8
Having regard to the anSwer to question 7, what sanctions arc to be imposed on those held
responsible for a proven breach?Question 9
Having regard to Sections 99, 100 and U5 of the Constitution, do the Courts have
jurisdiction to impose sanctions on those determined as being responsible in the answer to
question 7?Question 10
Having regard to Sections 99 and 115 of the Constitution, is the question as to the number
of days and weeks Parliament meets in each 12 months a matter of Parliament procedure
and is a legislative fuuction and therefore not subject to judicial supervision?Question 11
Having regard to Sections 99 and 115 of the Constitution, do the NatioDlil and Supreme
Courts have the constitutioual authority to:-
(a) decide that the Parliament is in breach of Sectiou 124(1) of the Constitution; and
(b) impose sanctions on Parliament or members of Parliament?Many of the issues raised by this reference overlap those dealt with in Supreme Court
Reference No 3 of 1999. Towards the end of 2000 the Chief Justice Sir An;told Amet
indicated in directions hearings that the Court would not hear the reference filed in
October 2000 until after the Court handed down its decision on the “slip rule”
application by the Parliament to have the 1999 decision set aside.Chapter 7
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SINGIROK v LEADERSHIP TRIBUNAL AND THE STATE (No 2)
National Court
SheehanJ
13 December 2000Mr Jerry Singirok’s judicial review .application was heard in the National Court on 13
December 2000 before Mr Justice Maurice Sheehan.Mr Singirok was challenging the leadership tribunal decision of March 2000 that
found him guilty of misconduct in office and resulted in his dismissal from office as
Commander of the Defence Force. In August 2000 he was granted leave to bring the
judicial review. (The tribunal’s decision is reported in detail in Chapter 6. The
.. granting of leave for judicial review is reported earlier in this chapter.)Mr Moses Murray and Mr Colin Makail of Murray and Associates argued Mr
Singirok’s case. Mr John Kumura of the Office of Solicitor-General appeared for the
tribuna1. The Ombudsman Commission’s Counsel, David Cannings, argued the case
for the State on instructions from the Public Prosecutor.At the start of the hearing Mr Murray objected to Mr Cannings’ appearance. He
argued that the matter was no longer within the ambit of the Ombudsman
Commission.. Sheehan J stated however that he saw no reason why Mr Cannings
should not be allowed to argue the case and ruled accordingly.Mr Murray then made another preliminary application. He sought leave of the Court
to allow·Mr Singirok to give evidence in the witness box about the circumstances in
which he had handed In US$450,000.00 cash he had obtained from Mr Tim Spicer
during the height of the Sandline crisis. Mr Cannings objected on the ground of
relevance. The objection was upheld. Sheehan J ruled that the subject matter of the
case was the tribunal’s decision and its reasoning and whether the tribunal had made
any error oflaw.The main arguments put on Mr Singirok’s behalf were:
• The tribunal’s mind was “clouded” by its assessment that the money he received
from a United Kingdom military goods supplier, Franklins, was a bribe.
,I
,!”
• There was a breach of natural justice because Mr Singirok had not been charged
with receiving bribes, but the tribunal found him guilty of this.• The tribunal failed to take account of mitigating factors.
• The tribunal’s decision to recommend dismissal from office was so
unreason.able no tribunal could have recommended dismissa1.The State’s arguments were:
• The tribunal was entitled to draw the inference that the leader had received
bribes.Chapter 7
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• It could not possibly be said that the tribunal had made an “outrageous”
decision. Nor could it be said that the decision defied logic.• Most of the so-called mitigating factors were mere assertions that were not
proven in evidence.• The tribunal properly applied the penalty regime. It properly found there was
serious culpability.The hearing lasted one day at the end of which Sheehan J reserved his decision.
Judgment was still reserved at the end of2000.ALFRED MANASE TRADING, AS PATO LAWYERS v OMBUDSMAN
COMMISSION AND THE ATTORNEY-GENERAL AND THE STATE
National ConrtPato Lawyers is suing the Ombudsman Commission and the Attorney-General over
the recommendations concerning it in the Cairns Conservatory Report. That report
was tabled in Parliament on 1 December 1999. Recommendation No16 was:On 28 September 2000 Alfred Manaietradingas Pato Lawyers filed an originating
summons in the National Court asserting amongst other things that Recommendation
No16:• is unconstitutional; and
• was made in breach of the rules of natural justice; and
• is harsh or oppressive.
He is seeking declarations to the above effect and also damages.
At the end of 2000 the case had not been set down for trial.
KAS v LEADERSHIP TRIBUNAL AND THE STATE (No 2)
Supreme CourtThis is an appeal against the refusal ofleave by the National Court for judicial review
of the proceedings of a leadership tribunal. The refusal to grant leave is dealt with
earlier in this chapter under Cases Resolved. The sole ground of the appeal is that
Sakora J erred in fact and law in finding that Mr Kas had not established an arguable
case. It is contended on Mr Kas’ s behalf “the evidence clearly demonstrated that there
was such an arguable case ripe for substantive hearing”.At the end of 2000 a hearing date for the appeal had not been set.
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‘I1ItS MONS’/
WI~L Mel.P TlIE
bEVELOI’MIINT M~
Of’ ‘{OUR SILO”” c,>(JMI
.iLEC.llJAAl’! … EM 1 C.UTl’ELA
MANIA •••Misappropriation of pnblic funds is misconduct in office under the Leadership Code and
a criminal offence under the Criminal Code.Chapter 7
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Ombudsman Commission staff at the National Court Waigani
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Primary functions of the Ombudsman Commission
I Investigation of alleged wrong conduct and defective administration by governmental
bodies – Constitution, Sections 219(1)(a) & (b); Organic Law on the Ombudsman
Commission.2 Investigation of alleged discriminatory practices, by any person or body –
Constitution, Section 219(1)(c); Organic Law on the Ombudsman Commission.3 Investigation of alleged misconduct in office under the Leadership Code _
Constitution, Section 219(1)(d); Organic Law on the Duties and Responsibilities of
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8. EXTERNAL RELATIONS
EXTERNAL RELATIONS PLAN
The Ombudsman Commission’s external relations plan aims to define and improve
the Commission’s relationships – with complainants, governmental bodies, public
servants, Parliament, other constitutional offices, the media and the People of Papua
New Guinea. The plan began in 1999, but 2000 was the first full year of its
implementation. The Commission set a number of targets for the external relations
plan to achieve during the year.TARGETS AND PERFORMANCE INDICATORS
Leaders to have a clear understanding of and support for the purposes and fUnctions of
the Commission.Information seminars were conducted with Local-level Government members at the
following centres:1. Alotau, Milue Bay (April)
2. Kerema, Gulf (June)
3. Malalaua, Gulf (June)
4; Lae City Chambers, Morobe (July)
5. Wabag, Enga (August)
6. Wapenamanda, Enga (August)
7. Vunadidir, East New Britain (August)
8. Popondetta, Oro (October)12 newsletters to be issued in 2000 as a communication medium to inform the
Commission staff and external recipients about the Commission and what it does.Twelve editions of the Newsletter were issued during the year including a bumper
edition in December to cornmemorate the change of Chief Ombudsman from Simon
Pentanu to Ha Geno.12 schools to be visited as part of the Commission’s public awareness program.
Presentations (with overhead projector where electricity was available) were’made at
the following 20 schools:1. Goilanai Top Up School, Miln. Bay (April)
2. Alotau Primary School, Milne Bay (April)
3. Hagita High School, Milne Bay (April)
4. Cameron Secondary High School, Milne Bay (April)
5. Rabe Top Up School, Milne Bay (April)
6. Kerema High School, Gulf (June)
7. lIa Karaeta Primary School, Gulf (Juue)Chapter 8
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8. Malalaua High School, Gulf (June)
9. Karea PrimarylMalalaua Vocational Schools, Gulf (June)
, 10. Wabag High School, Enga (August)
11. Kopen Secondary School, Enga (August)
12. Kokopo High School, East New Britain (August)
13. George Brpwn High School, East new Britain (August)
14. ‘Kerevat National High School, East New Britain (August)
15. Malabunga Secondary High School, East New Britain (August)
16. Popondetta High School, Oro (October)
17. Martyr’s Memorial High School, Oro (October)
18. St Mary’s Primary School, East Sepik (October)
19. Brandi High School, East Sepik (October)
20. Vanimo High School, SandaulI (October)Regular media releases,
28 media releases and editions of the Commission’s Legal Nius were issued by the
Ombudsman Commission to the PNG media and selected Australian media outlets
during the year. This compares with 22 media releases in 1999, nine in 1998 and four
in 1997 (see graph below).GRAPH 8.1: Keeping the people informed – media releases 2000
30~————————————–,
25+———————————-
20+—~—————–15+———————–
10+—————~—–5 +—–,__——
o
1997 1998 1999 2000Issue of a Media Guide to assist journalists in their reportillg of issues relating to the
Oll/h,lllsmllll Commissioll.A 26-pagc ~edia Guide was released in September. The purpose of the guide is to
provide a concise and handy reference for all media outlets on the role of the
Ombudsman Commission. During the month of September, education sessions were
held with journalists in Port Moresby and Lae and with journalism students’ at UPNG.
Copies of the Media Guide were distributed to all who attended and delivered to
others who were unable to attend.Issue of pamphlets. hook/ets and hrochures about the role and fUIlCtions of the
Omhudsmall Commissioll.In addition to the Media Guide, a new pamphlet, Making a Comp/ailll, was issued in
March and more than 2500 copies of the pamphlet were distributed in the course of
Ihe Commission’s public awareness work.Chapter 8
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The Commission ‘.I’ 1999 Annual Report produced and tabled in the Parliament before
the end ofthe year.The 1999 Annual Report was tabled in the Parliament on 30 November 2000.
Regular viSits to provinces to receive new complaints, conduct investigations and
undertake awareness activities.Table 8.1 shows the various public· awareness activities undertaken by the
Ombudsman Commission as part of the external relations plan in 2000.TABLE 8.1: Ombudsman Commission public awareness activities 2000
upon
complaints, collecting newThomas Kairi, Mavara Sere, Josh
Meadows
19-23 June Kerema and Public awareness, complaints Roslyn Pochelep,
Malalaua, Gulf gathering, school visits Royanna Minapi, J osh Meadows,course
25
27 September
, ,
ii
3-7
I1
,!II’9-20 and
Vanimo, East
and West SepikPort session with John ToGuata,
Josh Meadows
Hevie, Andrew lkufuBomana Police internal
Training training‘I,
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SEMINARS, WORKSHOPS AND CONFERENCES, ETC
Speeches by members and officers of the Ombudsman Commission continued to be
an important external relations tool for the Commission in 2000. Table 8.2 shows
some of the public speeches given by the C01llli1ission during the year. Many of these
talks were well covered in the media, effectively reaching many more people than just
the original audience. A selection of speeches is included in the appendix.TABLE 8.2:Speeches by the Ombudsman Commission 2000
Date ISpeaker Organisation, Topic Venne Audience
22 March Simon Transparency “Practical steps Islander TImembers
Pentanu International the OC is taking Travelodge and supporters
in the fight against
corruption”15-26 May lIa Geno Centre for “Dealing with Workshops in Representatives
Democratic corruption in Sydney and of Asia-Pacific
Institutions, PNG” Canberra law
Australian National enforcement
University agencies7 June lIa Geno Rotary Club of Port “Corruption – its Port Moresby 30 young
Moresby impact on Bankers people,
society” College identified by
their employers
as potential
future leaders13 June Raho Australian Institute ”The OCofPNG Australian Other
Hitolo of Administrative – Key features Institute of ombudsmen,
Law and current issues Administrative the legal
and trends” Law forum, fraternity
Adelaide11 July lIa Geno UN Population “Masculinity a!Id Islander Panel
Fund its impact on Travelodge discussion
violence and broadcast
conflict in PNG” nationally on
NBCRadio22 September Simon British High “The role of the Residence of Heads of
Pentanu Commission OCand British High international
challenges in the Connnissioner missions in
future” Port Moresby
30 October Simon’ Durban, South “Balancing the International Other
Pentanu Africa exercise of Ombudsman ombudsmen,
goverrunental Institute representatives
power and its from the
accountability – United Nations
The role of the and the
Ombudsman National
Human Rights
InstitutiolisChapterS
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1 November David PNGMedia Freedomof . Granville J onnalists and the
Cannings Council Information in Motel general public
PNG-Howthe
Ombudsman
Commission can
fit into the picture1 December Simon Port Moresby Graduation Port Moresby Graduating
Pentanu Technical College ceremony speech Technical technical
College students,
fantilies, staff8 December !la Geno ICRAF Public ‘The Constitutional Tabari Place, General public
Forum on right to freedom of Boroko
International assembly and i’
h
r Human Rights Day association”21 December Simon Ombudsman Dinner to farewell Islander Ombudsman
Pentanu, Commission outgoing Chief and Travelodge Comntission staff
!la Geno, welcome new Ballroom, and invited
Raho Chief Port Moresby guests
HitoloINTERNATIONAL PARTICIPATION
In June Chief Ombudsman Simon Pentanu spent three weeks in Africa as a member
of the Commonwealth Observer Group for the parliamentary elections in Zimbabwe.
Commonwealth Secretary-General Don McKinnon invited Mr Pentanu to join the
Observer Group, which was constituted under the Millbrook Commonwealth Action
Program adopted by the Commonwealth Heads of Government at their meeting in
New Zealand in 1995. This program allows for the observation of elections by an
Observer Group as a means of supporting democratic processes and institutions in
Commonwealth countries.The group inCluded parliamentarians, ombudsmen and other eminent citizens from a
variety of Commonwealth nations. Chief Ombudsman Pentanu Was the only
representative’ of Fapua New Guinea in the group. The parliamentary elections in
l’
Zimbabwe were considered a crucial test for democracy in the southern African
nation, which was the scene of much unrest in 2000.In its editorial on Monday 12 June 2000 The National described Mr Pentanu’s
involvement as “an excellent opportunity for one of our most senior and respected
s public figures to be exposed to another nation’s political and administrative problems
and. solutions – and all part of the process of enrichment of public life and experience
.S which is so vital for PNG’s future” .Upon his return to PNG the Chief Ombudsman gave a briefing on the trip to the
media and representatives of international missions based in Port Moresby.
The costs of the trip were covered by the Commonwealth Secretariat.Chapter 8
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Chief Ombudsman Pentanu briefs representatives of diplomatic missions in Port Moresby
along with Ombudsman Commission members and staff upon his return from Zimbabwe.LINKAGES WITH INTERNATIONAL AGENCIES
On 28 November 2000 the Ombudsman Commission approved a policy paper entitled
A strategy paper to develop linkages with external agencies to facilitate investigations
2001-2003.The aim of the strategy is to guide and assist the Commission in improving current
linkages and creating new linkages with anti-corruption and other similar bodies.
Effective linkages will bring benefits to the Commission and the other organisations
involved.Through this policy paper the Commission is seeking to enhance its own expertise and
performance in conducting investigations.ChapterS
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Complementary functions of the Onibudsman Commission
1 Power to make special references to the Supreme Court on questions of
constitutional interpretation – Constitution, Section 19.2 (Implied) power to enforce the Basic Rights – Constitution, Section 57.
3 Power to advise (jointly with the National Executive Council) the Queen and Head of
State, to consent to the Governor-General holding another office or position or
engaging in another calling – Constitution, Sections 87(3) and (4).4 Power to help a<l!ninister the Organic Law regulating political parties, political
donations and the protection of elections from outside or hidden influences –
Constitution, Sections 129 and 130.5 Power given to Chief Ombudsman to participate in judicial appointments etc, by
virtue of his membership of the Judicial and Legal Services Commission –
Constitution, Section 183; Organic Law on the Judicial and Legal Services
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I9. HUMAN RESOURCES DEVELOPMENT , ‘
During 2000 the Ombudsman Commission’s Human Resources Development Unit
undertook a number of activities in order to achieve the overall ‘goals of the
. Commission’s annual workplan, ‘Ombudsplan 2000′. The Human Resources
Development Unit had the full quota of staff in 2000,. consistent ~th the
Commission’s overall structure.
TRAINING AND DEVELOPMENT ACTIVITIESIn January the Ombudsman Commission approved the Training and Development
policy submission. Many of the Commission’s staff development and training activities
during the year derived from the policy. A five-year staff development plan is part of·
the policy document
In consultation with .the institutional s~gthening project team’s human resources
adviser, the Commission’s 2001 stiff training and development needs were identified
ithrOUgh workshops with directors and team leaders.
, ,
The training program has four levels of priority: : ,,’Levell Training that forms part of the institutional strengthening project in the ,!. 1
I,
areas of IT training, investigation skills and report writing.
Level 2 Other project related training activities.
il
Level J Non-project related training and development activities, funded by the
Commission.
Level 4 Training that is not included in the 2001 program, but will be considered
on an ad hoc basis as needs arise.
Staff development programs have tried to address the skill gaps and specific
requirements of each officer. Special consideration has been given to maximising use
of the Commission’s resources, taking measures to ensure training and development is
cost effective.Table 9.1 shows the number of different training courses and programs undertaken by
officers of the Commission in 2000. Officers are categorised by job group or position.Chapte~9
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TABLE 9.1: Number oftr.aining programs undertaken in ~OOO, by position
Position WithinPNG Overseas
Senior Managers (Salary Band 4) 4 2
Team Leaders (Band 3L 39 4
Senior Investigators (Band 3) 42 0
Senior Administrative Officers (Band 2) 29 0
Investigators (Ban<! 2) 16 0 .
Assessors (Band 2) 19 0
Legal Officer (Band 2) I 0
Assistant Investigators (Band I) 4 0
Clerical positions (Band 1) 9 0
Secretarial positions~and 11 8 0
Drivers/Security Officers (Band 1) 6 0
Total 177 6From that total of 183 training programs, 146 were undertaken by male officers, 37 by
female officers.The vast majority of training has been delivered in-country and in-house. Graph 9.1
shows the percentage breakdown of training programs attended within PNG for the
various levels of officers. Positions are grouped into the four salary ”bands” used by
the Commission.
GRAPH 9.1: Training within PNG 2000Band 4 (Senior
Managers)
2% Band 1 (Assistant
Investi9?1tors,
CIE:uical positions,
Secretarial
positions, Drivers
and Security
Officers)
15%Band 2
(Investigators,
,_ _–·As”es’·’ors, Legal
Officers)
Band 3 (Team 37%
leaders, Senior
Investigators)
46%During the year, two senior managers and four team leaders attended training courses
abroad. Overseas training was kept to a minimum in order to reduce the costs of airline
tickets, accommodation and other related travel expenses. Five of the six overseas
training courses were funded by the .donor countries. The Commission is grateful for
the sponsorship assistance received from AusAID, the British High Commission, the
Commonwealth Secretariat and the Australian National University’s Centre for
Democratic Institutions.Chapter 9
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I:’I
PERFORMANCE APPRAISALS ‘I
The Ombudsman Commission now has an improved perfonnance appraisal system in !
ii
place. The system has been developed as an institutional strengthening project activity.
It is intended to improve the overall work perfonnance of every staff member in the il
Commission through regular appraisal of the officer’s perfonnance, encouragement and i
:i
disciplining, where necessary. Comprehensive sessions have been conducted with all
officers, at Port Moresby and in the regional offices, on the objectives of the appraisal !i,
”system.
The perfonnance appraisal system aims to:
• encourage effective and efficient work perfonnance in officers to enable them to
achieve their respective divisional goals;• identify perfonnance gaps and close these gaps by training, counselling and other
development activities; and• provide a means to reward hard-working officers through annual salary increases.
RECRUITMENT
Office of Counsel
Under the organisational structure there were three senior legal officer positions and
two legal officer positions which remained vacant for much of the year. The positions
were advertised in May 2000. By the end of the year, two appointments had been made ,I
– one senior legal officer and one legal officer. It is anticipated the other positions will
be filled early in 2001.Vacancies
At the end of the year, a number of other positions were vacant or being.filled by
officers in an acting capacity. These were:• Manager Corporate Services
• IT Manager
• IT Hardware Officer
• Investigator (Lae)
• Driver (Kokopo)CONTRACT OFFICERS
There are 38 citizen officers on contracts within the Commission (thirty-five male and
three female). Table 9.2 shows numbers of citizen contract officers at each pay point.
These officers all have three-year employment contracts with the Commission.‘I
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TABLE 9.2: Citizen officers on contracts 2000
Pllv DOlnt Iballll) N° of citizen contract officers
4.5 I
4.4 I
4.3 I
4.1 I
3.4 11
3.3 2
3.2 18
3.1 3A total of 34 officers received gratuity payments In 2000. The others will receive
gratuity payments in 2001.The Commission employed seven non-citizen contract officers in 2000. Table 9.3
shows the numbers of non-citizen contract officers at each pay point.TABLE 9.3: Non-citizen officers on contracts 2000
l’ay ~int(ban~_ N” of non-eitizen contract officers
4.5 1
3.6 2
3.4 3
3.2 IOne officer has a three-year contract. The other six have IS-month contracts. Gratuity
is paid at the expiry of the’contract for those on IS-month contracts and annually for the
officer on the three-year contract.SUCCESSION PLANNING
In line with the training and development policy the Commission will embark on a
succession-planning program in 2001. It is considered important to establish career
path planning for staff. The Commission should be able to identifY a pool of skilled and
competent officers to select from to fill senior positions, should they become vacant.
The first step of this program will be to identify officers considered to have the potential
to go on to more senior positions within the Ombudsman Commission.Chapter 9
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of a wider series of
PNG~ They.wejre~’e
Early in 1997,
interested in -
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“The holders of responsible positions, the leaders, because of the positions they hold are
very often in the public eye. How they conduct themselves is observed by many. For their
part the people naturally expect great things of their leaders, who can set the tone for the
whole nation and make a positive contribution to the national morale. For without being
able to formalise their sentiments the citizens like to see embodied in their leaders all that is
best in the nation; and they like to have leaders worthy of identifying themselves with. To
this deep and traditional feeling, the leaders of the cOUntry must respond positively and
truly. By doing so they will build up the confidence of the people, and give the nation
additional solidarity, so that the citizens, inspired by the high standards set by their elected
representative and officials, can feel one with their leaders in contributing to and
consolidating the national ethos.”Final Report of the Constitutional Planning Committee, para 3.10.
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I1li
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I110. INSTITUTIONAL STRENGTHENING il
”PROJECT ii!l
i!ii
!j!iii
In November 1997 the Ombudsman Commission embarked on an institutional
strengthening project funded by the Australian Government (through AusAID) and 1Ithe Government ofPapua New Guinea.
‘Ithe project is assisting the Commission to increase and strengthen its capacity to
carry out exercises such as organisational structuring, recruiting, introducing new and
improved work processes, planning and review of performance targets and regular
monitoring and reporting of productivity. The expansion and upgrading of the
Commission’s information technology network and a robust external relations
program are prominent resultant features of the institutional strengthening project.The project, sponsored by AusAID, is a cooperative venture owned by the
Commission and assisted by professional services provided by Educo Pty Ltd. The
project was extended in September 2000 until 31 July 2002 to enable completition of
continued activities designed to strengthen the Commission. While the installation of
the new IT network was to be delayed throughout 2000, pending the relocation of the
,I
commission to Deloitte ,Tower, agreement was reached towards the end of the year to
!!
H
iiinstall the network at Garden City. Further, the operations of Regional Offices were !;
reviewed by the Project Team Leader and the Director (Complaints and ‘i
i
Administrative Investigations Division). A new Internal Communications Policy was
introduced, reflecting a desire by Commission staff for improved communications. :1
”
‘I
The Commission prepared Ombudsplan 2001 which formed the basis of the budget
submission that year. The Commission was widely praised for its comprehensive
plan, especially for the content which spelt out the Commission contribution to
improved governance. Such was the impact, the Commission was allocated a
substantial increase to its annual budget allocation.The Commission also completed its annual reports for the period 1994-98 and for
1999 with all repOlis submitted to Parliament.The project in consultation with the Commission prepared a Staff Development Plan
for 2001-2002. That gave priority to project related training but contained – in
response to staff needs – a range of Commission-sponsored training.
Throughout the year work processes introduced in previous years under the project
have been incorporated in the Commission’s daily operations. Notably, the
Commission’s external relations program gained momentum, exposing to the broader
population, including in the provinces, much of the Commission’s work in an
endeavour to educate people throughout Papua New Guinea on its role under the
Constitution. The above achievements in 2000 positioned the Ombudsman
Commission well for the implementation of key project activities such as the
Information Technology (IT) installation and associated user training, scheduled for
2001.Chaptel·tO
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Sections 213 and 214 ofthe Constitution provide for the establishment of
the office of Auditor-General and the functions of that office .. Subdivision B-The Auditor-General.
213. Establishment of the office of Auditor-General.
(1) An office of Auditor-General is hereby established.
(2) The Auditor-General shall be appointed by the Head of State, acting with, and in
accordance with, the advice of the National Executive Council given after receiving
reports from the Public Services Commission and the Public Accounts Committee.
(3) In the performance of his functions under this Constitution, the Auditor-General is
not subject to the control or direction of any person or authority.
214. Functions of the Auditor-General.
(1) The primary functions of the Auditor-General are to inspect and audit, and to report
at least once in every fiscal year (as provided by an Act of the Parliament) to the
Parliament on the public accounts ofPapua New Guinea, and on the control of and
on transactions with or concerning the public moneys and property ofPapua New
Guinea, and such other functions as are prescribed by or under a Constitutional
Law.
(2) Unless other provision is made by law in respect of the inspection and audit of
them, Subsection (1) extends to the accounts, finances and property of-
(a) all arms, departments, agencies and instrumentalities of the National
Government; and
(b) all bodies set up by an Act of the Parliament, or by executive or
administrative act ofthe National Executive, for governmental or official
purposes.
(3) Notwithstanding that other provision for inspection or audit is made as provided for
by Subsection (2), the Auditor-General may, if he thinks it proper to do so, inspect
and audit, and report to the Parliament on, any accounts, finances or property of an
institution referred to in that subsection, insofar as they relate to, or consist of or are
derived from, public moneys or property ofPapua New Guinea. -
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101
‘CE1JBPHllNB:1012200 P.ll; B61/;423.
F A X : 325’1871 WMOANI
P.tJiUANIlWOUINIlAThe·Chief·Ombl,ldsman om. : JIIllJltllylll. 21X/2
Ombudsman Commission O.r.Rof.,…. : .i1~25·4
P.O. Box 852
B0B.0KO
National Capital District,
ilDear Sir,
SUBJECT: 2000 • AUDlTREPORT
I enclose a copy of the Auditor-Oenerai’s R,eport issued under Section 8(4)oftlle.AuditAct.
/989. (as amended),.togelher with a copy of the Financial·Siatementsofyouf'(l:omltlissioo..i1r .. Ithe year ended 31 Decemilel’. 2()OO. . .. !
I would like to extend my appreciation to. your staff tbrthe cO*operationand assistance remte~d’
during the course oflhe audit.Yours taithfully.
GEORGE W. SULLIMANN
alFirst Assistant Auditor-General
(Slalu/()rvBot/ies &Speciai Audits)For: Auditor-General
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